[{"id":14151,"date":"2026-09-08T21:19:14","date_gmt":"2026-09-08T21:19:14","guid":{"rendered":"https:\/\/www.oliverjames.com\/jobs\/compliance-analyst-life-health-annuities\/"},"modified":"2026-09-08T21:19:23","modified_gmt":"2026-09-08T21:19:23","slug":"compliance-analyst-life-health-annuities-14151","status":"publish","type":"job","link":"https:\/\/www.oliverjames.com\/en\/jobs\/compliance-analyst-life-health-annuities-14151\/","title":{"rendered":"Compliance Analyst &#8211; Life, Health &amp; Annuities"},"content":{"rendered":"<h1>Compliance Analyst II<\/h1>\n<h2>Job Summary \/ Introduction<\/h2>\n<p class=\"isSelectedEnd\">We are partnering with a leading insurance organization to identify an experienced <strong>Compliance Analyst II<\/strong> to join its compliance team. This role will support a broad range of regulatory and compliance activities, including state filings, regulatory research, complaints, investigations, advertising, regulatory exams, and product administration.<\/p>\n<p class=\"isSelectedEnd\">The ideal candidate will bring strong insurance industry knowledge, hands-on regulatory experience, and the ability to independently manage multiple priorities while partnering with senior leadership and supporting junior team members.<\/p>\n<h2>Skills &amp; Experience<\/h2>\n<ul data-spread=\"false\">\n<li>5+ years of insurance compliance or legal experience, preferably within life insurance.<\/li>\n<li>Strong knowledge of insurance regulations and state regulatory requirements.<\/li>\n<li>Hands-on experience with <strong>SERFF, NAIC, I-File<\/strong>, and state regulatory systems.<\/li>\n<li>Experience managing <strong>form, rate, and informational filings<\/strong> from preparation through approval.<\/li>\n<li>Strong regulatory research and interpretation skills.<\/li>\n<li>Experience handling consumer and regulatory complaints and investigations.<\/li>\n<li>Excellent organization, documentation, and project management skills.<\/li>\n<li>Strong written and verbal communication skills.<\/li>\n<li>Ability to work independently while collaborating effectively across teams.<\/li>\n<li>Insurance-related designation preferred.<\/li>\n<\/ul>\n<h2>Detailed Job Description<\/h2>\n<ul data-spread=\"false\">\n<li>Manage end-to-end state insurance filings, including preparation, submission, objections, revisions, and tracking.<\/li>\n<li>Research and interpret laws, regulations, and regulatory changes impacting insurance products and operations.<\/li>\n<li>Handle complex consumer and regulatory complaints, including research, response drafting, and documentation.<\/li>\n<li>Support regulatory and internal investigations, audits, and regulatory examinations.<\/li>\n<li>Review advertising and marketing materials for regulatory compliance and maintain required documentation.<\/li>\n<li>Support new product rollouts, form updates, product administration, and regulatory requirements.<\/li>\n<li>Assist with contract-related compliance matters and third-party legal or regulatory requests.<\/li>\n<li>Support compliance monitoring, holding company filings, suitability activities, and quarterly compliance reporting.<\/li>\n<li>Maintain accurate compliance records and identify opportunities to improve processes and documentation.<\/li>\n<li>Provide guidance to junior compliance staff and escalate complex matters appropriately.<\/li>\n<\/ul>\n<p>If interested please reach out to olivea.kupiec@oliverjames.com! <\/p>\n<p><img decoding=\"async\" src=\"https:\/\/counter.adcourier.com\/b2xpdmVhLmt1cGllYy4zNDQ1Ni4xMTMwOUBvbGl2ZXJqYW1lc2Fzc29jaWF0ZXMuYXBsaXRyYWsuY29t.gif\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Compliance Analyst II Job Summary \/ Introduction We are partnering with a leading insurance organization to identify an experienced Compliance Analyst II to join its compliance team. This role will support a broad range of regulatory and compliance activities, including state filings, regulatory research,&#8230;<\/p>\n","protected":false},"author":0,"featured_media":0,"template":"","meta":{"_acf_changed":false},"jobrelay_source":[1247,1248],"discipline":[21],"industry":[],"contract_type":[1225],"vacancy_type":[1272],"work_type":[1703],"location":[1424],"class_list":["post-14151","job","type-job","status-publish","hentry","discipline-risk-compliance","location-dallas"],"acf":{"job_reference":"JOB-092026-314591_1788902353","job_type":"Permanent","job_industry":"Risk & Compliance","working_arrangement":"Office based","featured":"","start_date":"","expiry_date":"2026-09-15","salary_currency":"USD","salary_from":"","salary_to":"80000","salary_per":"annum","salary_benefits":"","salary":"Up to US$80000 per annum","custom_data":"","application_email":"olivea.kupiec.34456.11309@oliverjamesassociates.aplitrak.com","application_url":"https:\/\/www.aplitrak.com\/?adid=b2xpdmVhLmt1cGllYy4zNDQ1Ni4xMTMwOUBvbGl2ZXJqYW1lc2Fzc29jaWF0ZXMuYXBsaXRyYWsuY29t","contact_name":"Olivea Kupiec","contact_email":"olivea.kupiec@oliverjames.com","contact_telephone":"+1 646 891 1809","contact_url":"","company_name":"","company_tagline":"","company_website":"","company_twitter":"","company_logo":"","company_video":"","job_location":"Dallas, Texas","job_location_raw":"North America > USA > Texas > Dallas County > Dallas","geo_lat":"32.7766642","geo_long":"-96.7969879","geo_formatted_address":"Dallas, TX, USA","geo_city":"Dallas","geo_country_short":"US","geo_country_long":"United States","geo_administrative_area_level_2_short":"Dallas County","geo_administrative_area_level_2_long":"Dallas County","geo_administrative_area_level_1_short":"TX","geo_administrative_area_level_1_long":"Texas","talentlink_job_id":""},"yoast_head":"<!-- This site is optimized with the Yoast SEO Premium plugin v28.4 (Yoast SEO v28.4) - https:\/\/yoast.com\/product\/yoast-seo-premium-wordpress\/ -->\n<title>Compliance Analyst - Life, Health &amp; 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Boutique Investment Firm (LA, Hybrid)"},"content":{"rendered":"<p>A fantastic Senior Fund Accounting opportunity has arisen with a boutique investment firm in LA. The Fund Accountant will own the fund accounting function and have great exposure to funds, the business and internal\/external stakeholders.<\/p>\n<p>The role will be Hybrid, in LA however there may be an initial ~ramp up: phase in office. <\/p>\n<p><span style=\"text-decoration: underline\"><strong>Responsibilities: <\/strong><\/span><\/p>\n<ul>\n<li>Take full ownership of day-to-day fund accounting across a portfolio of private investment funds <\/li>\n<li>Manage general ledger activity, journal entries and monthly and quarterly close processes<\/li>\n<li>Maintain accurate books and records covering investments, income, expenses, assets and liabilities <\/li>\n<li>Monitor and allocate fund expenses against budgets and governing documentation <\/li>\n<li>Reconcile investment activity using portfolio accounting systems and ensure all transactions are accurately captured <\/li>\n<li>Record and reconcile monthly cash activity across fund bank accounts <\/li>\n<li>Prepare quarterly and annual GAAP financial statements <\/li>\n<li>Support investor reporting and respond to limited partner queries and ad hoc analysis requests <\/li>\n<li>Coordinate annual fund audits, acting as a key point of contact for auditors for external fund administrators <\/li>\n<li>Partner with external tax specialists to support timely and accurate fund tax filings, including K-1 preparation <\/li>\n<li>Ensure funds remain compliant with relevant regulations, internal policies, GAAP and industry best practice <\/li>\n<li>Contribute to risk management, operational improvements and broader finance projects across the firm<\/li>\n<li>Handle highly confidential information with the discretion and attention to detail expected within a private investment environment<\/li>\n<\/ul>\n<p><span style=\"text-decoration: underline\"><strong>Qualifications \/ Skills required: <\/strong><\/span><\/p>\n<ul>\n<li>3-5 years of accounting experience, ideally with exposure to fund accounting. <strong>Tax experience is a strong advantage<\/strong><\/li>\n<li>Previous experience within a fund administrator or large accounting\/investment environment<\/li>\n<li>Bachelor&#8217;s degree in Accounting, Finance or a related discipline required <\/li>\n<li>Professional qualifications such as CPA, CFA or MBA are welcome<\/li>\n<li>Experience with fund accounting, portfolio accounting or financial management systems <\/li>\n<li>Highly detail-oriented and proactive, with a genuine sense of ownership <\/li>\n<li>Professional and polished communicator with strong relationship building skills <\/li>\n<li>Comfortable working in a fast-paced and collaborative environment <\/li>\n<\/ul>\n<p>Please apply directly or contact Morgan.tull@oliverjames.com <\/p>\n<p><img decoding=\"async\" src=\"https:\/\/counter.adcourier.com\/TW9yZ2FuLlR1bGwuNjgzNjQuMTEzMDlAb2xpdmVyamFtZXNhc3NvY2lhdGVzLmFwbGl0cmFrLmNvbQ.gif\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>An exciting opportunity has arisen to join a growing boutique investment firm. They are looking for a Senior Fund Accountant to join a small team in owning the Fund Accounting function. You&#8217;ll have great exposure to senior stakeholders, clients and complex investment matters. This will be a Hybrid opportunity.<\/p>\n","protected":false},"author":0,"featured_media":0,"template":"","meta":{"_acf_changed":false},"jobrelay_source":[1247,1248],"discipline":[1246],"industry":[],"contract_type":[1225],"vacancy_type":[1274],"work_type":[],"location":[1287],"class_list":["post-14149","job","type-job","status-publish","hentry","discipline-accountancy","location-california"],"acf":{"job_reference":"JOB-092026-314577_1788896948","job_type":"Permanent","job_industry":"Accountancy","working_arrangement":"","featured":"","start_date":"","expiry_date":"2026-10-06","salary_currency":"USD","salary_from":"110000","salary_to":"135000","salary_per":"annum","salary_benefits":"","salary":"US$110000 - US$135000 per annum","custom_data":"","application_email":"Morgan.Tull.68364.11309@oliverjamesassociates.aplitrak.com","application_url":"https:\/\/www.aplitrak.com\/?adid=TW9yZ2FuLlR1bGwuNjgzNjQuMTEzMDlAb2xpdmVyamFtZXNhc3NvY2lhdGVzLmFwbGl0cmFrLmNvbQ","contact_name":"Morgan Tull","contact_email":"Morgan.Tull@oliverjames.com","contact_telephone":"+1 646 396-3426","contact_url":"","company_name":"","company_tagline":"","company_website":"","company_twitter":"","company_logo":"","company_video":"","job_location":"Los Angeles Metro Area, California","job_location_raw":"N. 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This is not a stereotypical fund administration role. You will combine technical fund accounting with client leadership, team development and process improvement, while helping clients leverage modern technology across complex closed-end fund structures.<\/span><\/p>\n<\/div>\n<p><span style=\"font-size: 10pt\"><strong>Key Responsibilities Include:<\/strong><\/span><\/p>\n<\/p>\n<ul class=\"e1696085 da62f436 _1b608c33\">\n<li><span style=\"font-size: 10pt\">Leading the day-to-day operations of a private equity fund accounting team<\/span><\/li>\n<li><span style=\"font-size: 10pt\">Overseeing NAV calculations, financial statements, capital calls and distributions<\/span><\/li>\n<li><span style=\"font-size: 10pt\">Reviewing fee calculations, profit and loss allocations and performance reporting<\/span><\/li>\n<li><span style=\"font-size: 10pt\">Managing the creation and maintenance of complex waterfall models<\/span><\/li>\n<li><span style=\"font-size: 10pt\">Acting as a senior point of contact for clients and internal stakeholders<\/span><\/li>\n<li><span style=\"font-size: 10pt\">Managing and developing client teams of up to 10 employees<\/span><\/li>\n<li><span style=\"font-size: 10pt\">Resolving complex accounting enquiries escalated by junior team members<\/span><\/li>\n<li><span style=\"font-size: 10pt\">Leading fund audits and ensuring their timely completion<\/span><\/li>\n<li><span style=\"font-size: 10pt\">Managing new client onboarding and fund transitions<\/span><\/li>\n<li><span style=\"font-size: 10pt\">Improving workflows, procedures and operational controls<\/span><\/li>\n<li><span style=\"font-size: 10pt\">Supporting recruitment, training and performance evaluations<\/span>\n<\/li>\n<\/ul>\n<p class=\"_3519784e _15d5db3c a804f24c _5c7fd5ba _1d52a6e8 _49aed82c _56cadcc8 _36a7573b _47de1423 _990ea6b9 _976f2137\"><span class=\"_5efc74ee _27b19271 d9a77b5a _1771a3b1 ff295ae8 cf2f0e38 a2184430 _0a15adc1 _1b608c33\" style=\"font-size: 10pt\" data-testid=\"expandable-text-box\"><strong>Skills &amp; Experience<\/strong><\/p>\n<p><\/span><\/p>\n<ul class=\"e1696085 da62f436 _1b608c33\">\n<li><span style=\"font-size: 10pt\">7+ years of private equity or alternative fund accounting experience<\/span><\/li>\n<li><span style=\"font-size: 10pt\">Strong knowledge of NAVs, allocations, waterfalls and financial reporting<\/span><\/li>\n<li><span style=\"font-size: 10pt\">Experience managing clients and developing accounting teams<\/span><\/li>\n<li><span style=\"font-size: 10pt\">Strong systems, analytical and problem-solving capabilities<\/span><\/li>\n<li><span style=\"font-size: 10pt\">Investran experience is advantageous<\/span><\/li>\n<\/ul>\n<p><span style=\"font-size: 10pt\"> <\/span><\/p>\n<\/p>\n<p><img decoding=\"async\" src=\"https:\/\/counter.adcourier.com\/QWRhbS5Sb3NzLjc3ODM5LjExMzA5QG9saXZlcmphbWVzYXNzb2NpYXRlcy5hcGxpdHJhay5jb20.gif\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>My client is a technology-led fund administration platform seeking a Private Equity Director. This is not a stereotypical fund administration role. You will combine technical fund accounting with client leadership, team development and process improvement, while helping clients leverage modern technology across complex closed-end fund structures.<\/p>\n","protected":false},"author":0,"featured_media":0,"template":"","meta":{"_acf_changed":false},"jobrelay_source":[1247,1248],"discipline":[19],"industry":[],"contract_type":[1225],"vacancy_type":[1274],"work_type":[1702],"location":[1424],"class_list":["post-14147","job","type-job","status-publish","hentry","discipline-accountancy-finance","location-dallas"],"acf":{"job_reference":"JOB-092026-314584_1788895266","job_type":"Permanent","job_industry":"Accountancy & Finance","working_arrangement":"Hybrid","featured":"","start_date":"","expiry_date":"2026-09-15","salary_currency":"USD","salary_from":"160000","salary_to":"180000","salary_per":"annum","salary_benefits":"","salary":"US$160000 - US$180000 per annum","custom_data":"","application_email":"Adam.Ross.77839.11309@oliverjamesassociates.aplitrak.com","application_url":"https:\/\/www.aplitrak.com\/?adid=QWRhbS5Sb3NzLjc3ODM5LjExMzA5QG9saXZlcmphbWVzYXNzb2NpYXRlcy5hcGxpdHJhay5jb20","contact_name":"Adam Ross","contact_email":"Adam.Ross@oliverjames.com","contact_telephone":"+44 161 509 3598","contact_url":"","company_name":"","company_tagline":"","company_website":"","company_twitter":"","company_logo":"","company_video":"","job_location":"Dallas, Texas","job_location_raw":"North America > USA > Texas > Dallas County > Dallas","geo_lat":"32.7766642","geo_long":"-96.7969879","geo_formatted_address":"Dallas, TX, USA","geo_city":"Dallas","geo_country_short":"US","geo_country_long":"United States","geo_administrative_area_level_2_short":"Dallas County","geo_administrative_area_level_2_long":"Dallas County","geo_administrative_area_level_1_short":"TX","geo_administrative_area_level_1_long":"Texas","talentlink_job_id":""},"yoast_head":"<!-- This site is optimized with the Yoast SEO Premium plugin v28.4 (Yoast SEO v28.4) - https:\/\/yoast.com\/product\/yoast-seo-premium-wordpress\/ -->\n<title>Private Equity, Director (Fund Administration) - Oliver James<\/title>\n<meta name=\"description\" content=\"We&#039;re hiring a Private Equity Director. You&#039;ll lead fund accounting, develop talent and strengthen client relationships on a tech-led platform.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.oliverjames.com\/en\/jobs\/private-equity-director-fund-administration-14147\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Private Equity, Director (Fund Administration)\" \/>\n<meta property=\"og:description\" content=\"We&#039;re hiring a Private Equity Director. 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This is not a stereotypical fund administration role. You will combine technical fund accounting with client leadership, team development and process improvement, while helping clients leverage modern technology across complex closed-end fund structures.<\/span><\/p>\n<p class=\"isSelectedEnd\"><span style=\"font-size: 10pt\"><strong>Key Responsibilities Include:<\/strong><\/span><\/p>\n<ul data-spread=\"false\">\n<li><span style=\"font-size: 10pt\">Leading the day-to-day operations of a private equity fund accounting team<\/span><\/li>\n<li><span style=\"font-size: 10pt\">Overseeing NAV calculations, financial statements, capital calls and distributions<\/span><\/li>\n<li><span style=\"font-size: 10pt\">Reviewing fee calculations, profit and loss allocations and performance reporting<\/span><\/li>\n<li><span style=\"font-size: 10pt\">Managing the creation and maintenance of complex waterfall models<\/span><\/li>\n<li><span style=\"font-size: 10pt\">Acting as a senior point of contact for clients and internal stakeholders<\/span><\/li>\n<li><span style=\"font-size: 10pt\">Managing and developing client teams of up to 10 employees<\/span><\/li>\n<li><span style=\"font-size: 10pt\">Resolving complex accounting enquiries escalated by junior team members<\/span><\/li>\n<li><span style=\"font-size: 10pt\">Leading fund audits and ensuring their timely completion<\/span><\/li>\n<li><span style=\"font-size: 10pt\">Managing new client onboarding and fund transitions<\/span><\/li>\n<li><span style=\"font-size: 10pt\">Improving workflows, procedures and operational controls<\/span><\/li>\n<li><span style=\"font-size: 10pt\">Supporting recruitment, training and performance evaluations<\/span><\/li>\n<\/ul>\n<h2><span style=\"font-size: 10pt\">Skills &amp; Experience<\/span><\/h2>\n<ul data-spread=\"false\">\n<li><span style=\"font-size: 10pt\">7+ years of private equity or alternative fund accounting experience<\/span><\/li>\n<li><span style=\"font-size: 10pt\">Strong knowledge of NAVs, allocations, waterfalls and financial reporting<\/span><\/li>\n<li><span style=\"font-size: 10pt\">Experience managing clients and developing accounting teams<\/span><\/li>\n<li><span style=\"font-size: 10pt\">Strong systems, analytical and problem-solving capabilities<\/span><\/li>\n<li><span style=\"font-size: 10pt\">Investran experience is advantageous<\/span><\/li>\n<\/ul>\n<p><span style=\"font-size: 10pt\">If this sounds of interest and you are either a Manager ready to take the next step or a Director working at a firm that is behind the curve technologically, please reach out to me directly at <a href=\"mailto:adam.ross@oliverjames.com\">adam.ross@oliverjames.com<\/a>.<\/span><\/p>\n<\/p><\/div>\n<p> <\/div>\n<p> <\/p>\n<p><img decoding=\"async\" src=\"https:\/\/counter.adcourier.com\/QWRhbS5Sb3NzLjE0Nzk4LjExMzA5QG9saXZlcmphbWVzYXNzb2NpYXRlcy5hcGxpdHJhay5jb20.gif\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>My client is a technology-led fund administration platform seeking a Private Equity Director. 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This is a highly business-facing role partnering with underwriting, product, compliance, operations, and executive leadership to provide practical legal&#8230;<\/p>\n","protected":false},"author":0,"featured_media":0,"template":"","meta":{"_acf_changed":false},"jobrelay_source":[1247,1248],"discipline":[23],"industry":[],"contract_type":[1225],"vacancy_type":[1274],"work_type":[1702],"location":[1457],"class_list":["post-14133","job","type-job","status-publish","hentry","discipline-legal","location-hartford"],"acf":{"job_reference":"JOB-052026-306517_1788885432","job_type":"Permanent","job_industry":"Legal","working_arrangement":"Hybrid","featured":"","start_date":"","expiry_date":"2026-09-15","salary_currency":"USD","salary_from":"220000","salary_to":"270000","salary_per":"annum","salary_benefits":"+ bonus + equity + benefits","salary":"US$220000 - US$270000 per annum + + bonus + equity + benefits","custom_data":"","application_email":"Nicolette.Falvo.48035.11309@oliverjamesassociates.aplitrak.com","application_url":"https:\/\/www.aplitrak.com\/?adid=Tmljb2xldHRlLkZhbHZvLjQ4MDM1LjExMzA5QG9saXZlcmphbWVzYXNzb2NpYXRlcy5hcGxpdHJhay5jb20","contact_name":"Nicolette Falvo","contact_email":"Nicolette.Falvo@oliverjames.com","contact_telephone":"","contact_url":"","company_name":"","company_tagline":"","company_website":"","company_twitter":"","company_logo":"","company_video":"","job_location":"Hartford, Connecticut","job_location_raw":"N. 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