- \n
- Lead investment compliance monitoring across pre-trade, post-trade and batch processes. <\/li>\n
- Oversee the interpretation and application of investment guidelines, portfolio restrictions and compliance requirements. <\/li>\n
- Identify opportunities to strengthen controls, improve monitoring processes and optimize compliance rules. <\/li>\n
- Partner with investment professionals, trading, legal, risk and operations teams to resolve complex issues and support business objectives. <\/li>\n
- Drive automation, data-led improvements and emerging AI-enabled solutions. <\/li>\n
- Develop and mentor a team, setting clear objectives and building a culture of accountability and continuous improvement. <\/li>\n
- Support governance, regulatory changes, audit readiness and the evolution of the wider monitoring framework. <\/li>\n<\/ul>\n
What we’re looking for<\/strong> <\/p>\n
- \n
- Direct experience in Investment Compliance<\/strong>, ideally within an asset manager or a buy-side investment environment. <\/li>\n
- Strong knowledge of investment guidelines, portfolio restrictions and monitoring processes. <\/li>\n
- Experience leading, developing and motivating a team. <\/li>\n
- A track record of improving processes, strengthening controls or supporting transformation initiatives. <\/li>\n
- Strong stakeholder management skills and the ability to communicate complex issues clearly. <\/li>\n
- Experience with Charles River, Aladdin or a comparable investment compliance\/order management platform is beneficial. <\/li>\n<\/ul>\n
This role would suit someone who enjoys combining technical investment compliance expertise with hands-on leadership, while helping a team develop and adapt as the business evolves.’ <\/p>\n
RELOCATION ASSISTANCE AVAILABLE<\/p>\n
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<\/p>\n","protected":false},"excerpt":{"rendered":"We are partnering with a leading global investment management firm to find a Senior Manager to lead its Investment Compliance Monitoring function. This is an opportunity for an experienced investment compliance leader to take ownership of a team-wide monitoring framework, combining technical expertise across…<\/p>\n","protected":false},"author":0,"featured_media":0,"template":"","meta":{"_acf_changed":false},"jobrelay_source":[1247,1248],"discipline":[21],"industry":[],"contract_type":[1225],"vacancy_type":[1274],"work_type":[1702],"location":[1618],"class_list":["post-15555","job","type-job","status-publish","hentry","discipline-risk-compliance","location-baltimore"],"acf":{"job_reference":"JOB-102026-317052_1792446243","job_type":"Permanent","job_industry":"Risk & Compliance","working_arrangement":"Hybrid","featured":"","start_date":"","expiry_date":"2026-11-02","salary_currency":"USD","salary_from":"140000","salary_to":"180000","salary_per":"annum","salary_benefits":"","salary":"US$140000 - US$180000 per annum","custom_data":"","application_email":"Angela.Brendza.59210.11309@oliverjamesassociates.aplitrak.com","application_url":"https:\/\/www.aplitrak.com\/?adid=QW5nZWxhLkJyZW5kemEuNTkyMTAuMTEzMDlAb2xpdmVyamFtZXNhc3NvY2lhdGVzLmFwbGl0cmFrLmNvbQ","contact_name":"Angela Brendza","contact_email":"Angela.Brendza@oliverjames.com","contact_telephone":"+1 917 456 8410","contact_url":"","company_name":"","company_tagline":"","company_website":"","company_twitter":"","company_logo":"","company_video":"","job_location":"Baltimore, Maryland","job_location_raw":"N. America > USA > Maryland > Baltimore County > Baltimore","geo_lat":"39.2905023","geo_long":"-76.6104072","geo_formatted_address":"Baltimore, MD, USA","geo_city":"Baltimore","geo_country_short":"US","geo_country_long":"United States","geo_administrative_area_level_2_short":"","geo_administrative_area_level_2_long":"","geo_administrative_area_level_1_short":"MD","geo_administrative_area_level_1_long":"Maryland","talentlink_job_id":""},"yoast_head":"\n
Senior Manager, Compliance - Oliver James<\/title>\n<meta name=\"description\" content=\"As Senior Manager, you will lead investment compliance monitoring and develop your team at a global investment firm. Relocation support available.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.oliverjames.com\/en\/jobs\/senior-manager-compliance-15555\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Senior Manager, Compliance\" \/>\n<meta property=\"og:description\" content=\"As Senior Manager, you will lead investment compliance monitoring and develop your team at a global investment firm. 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The ideal candidate will bring strong technical knowledge of Workers’ Compensation regulations, experience interacting with insurance regulators, and a practical, business-oriented approach to compliance.<\/p>\n<h2>General Responsibilities<\/h2>\n<ul data-spread=\"false\">\n<li>Ensure that business processes, products, systems, and procedures comply with applicable insurance laws, regulations, and internal requirements.<\/li>\n<li>Serve as a subject matter expert on Workers’ Compensation regulatory requirements, providing guidance to internal stakeholders and supporting other commercial P&C lines as needed.<\/li>\n<li>Monitor regulatory developments and communicate changes to relevant business teams, identifying necessary updates to policies, procedures, and operational practices.<\/li>\n<li>Support the development and implementation of market conduct compliance strategies, conducting regular reviews, audits, and assessments to identify potential issues and ensure adherence to regulatory standards.<\/li>\n<li>Partner with legal and compliance stakeholders to investigate, address, and resolve market conduct concerns and other regulatory matters.<\/li>\n<li>Coordinate regulatory reporting requirements across underwriting, claims, operations, technology, legal, and other business functions.<\/li>\n<li>Oversee the collection, validation, analysis, and submission of regulatory data, including Medicare-related reporting, electronic data interchange (EDI), industry data calls, and other applicable reporting obligations.<\/li>\n<li>Maintain relationships with relevant insurance bureaus and industry organizations to support accurate reporting and ongoing compliance.<\/li>\n<li>Coordinate with third-party claims administrators and external service providers to ensure regulatory requirements are understood and appropriately addressed.<\/li>\n<li>Collaborate with technology teams and external vendors on data governance, reporting processes, and related compliance initiatives.<\/li>\n<li>Evaluate existing compliance processes and identify opportunities to improve efficiency, consistency, and regulatory oversight.<\/li>\n<li>Conduct periodic reviews of regulatory requirements and assess the effectiveness of related compliance controls and procedures.<\/li>\n<li>Develop and maintain compliance policies, procedures, process documentation, and supporting materials.<\/li>\n<li>Contribute to broader compliance initiatives and provide additional support as business needs evolve.<\/li>\n<\/ul>\n<h2>Qualifications & Experience<\/h2>\n<ul data-spread=\"false\">\n<li>Bachelor’s degree required; advanced degree preferred.<\/li>\n<li><strong>10+ years of experience within the P&C insurance industry<\/strong>, with a focus on regulatory compliance, market conduct, or related regulatory functions.<\/li>\n<li>Experience working within a property and casualty insurance organization.<\/li>\n<li>Demonstrated experience supporting market conduct compliance, regulatory reviews, audits, or examinations.<\/li>\n<li>Experience interacting with state insurance regulators and coordinating regulatory responses.<\/li>\n<li>Familiarity with Workers’ Compensation reporting requirements, industry data calls, and relevant insurance bureaus.<\/li>\n<li>Strong analytical, organizational, project management, and communication skills.<\/li>\n<li>Experience working with regulatory data, reporting systems, and cross-functional business stakeholders.<\/li>\n<li>Ability to manage competing priorities, work independently, and operate effectively in a hands-on, evolving environment.<\/li>\n<li>A high level of accountability, attention to detail, integrity, and a practical, solutions-oriented approach.<\/li>\n<\/ul>\n<p>We are unable to offer visa sponsorship at this time, eligible candidates must be a US Citizen or green card holder at the time of application. <\/p>\n<p><img decoding=\"async\" src=\"https:\/\/counter.adcourier.com\/QW5nZWxhLkJyZW5kemEuMDE0OTUuMTEzMDlAb2xpdmVyamFtZXNhc3NvY2lhdGVzLmFwbGl0cmFrLmNvbQ.gif\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>About the Opportunity A growing commercial insurance organization is seeking an experienced, commercially minded Regulatory Compliance Manager to join its compliance function, with a primary focus on Workers’ Compensation and additional exposure to other property and casualty lines. 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Reporting to the Chief Compliance Officer, this role requires deep expertise in AML\/KYC, strong people leadership, and the ability to translate regulatory requirements into scalable programs, processes, and operating strategies.<\/p>\n<p> The Director will be responsible for the ongoing effectiveness and development of the AML\/KYC program and related regulatory operations, while building and developing a strong compliance team to support continued business growth. This leader will combine hands-on subject matter expertise with sound judgment, strategic thinking, and the ability to navigate increasingly complex regulatory and operational demands. <\/p>\n<h2>Key Responsibilities<\/h2>\n<p><strong>AML\/KYC & Regulatory Operations<\/strong> <\/p>\n<ul>\n<li>Lead the organization’s AML\/KYC program and regulatory operations functions.<\/li>\n<li>Ensure programs, controls, and procedures meet applicable regulatory requirements and evolve alongside business needs.<\/li>\n<li>Oversee customer due diligence, enhanced due diligence, sanctions screening, transaction monitoring, and investigations.<\/li>\n<li>Identify opportunities to strengthen controls, improve processes, and increase operational scalability.<\/li>\n<\/ul>\n<p><strong>Team Leadership & Development<\/strong> <\/p>\n<ul>\n<li>Build, lead, and develop a high-performing team of managers, supervisors, and analysts.<\/li>\n<li>Establish clear roles, expectations, and accountability across the function.<\/li>\n<li>Coach and develop team leaders and individual contributors while addressing capability and resource needs.<\/li>\n<li>Support succession planning and the long-term development of the team.<\/li>\n<\/ul>\n<p><strong>Regulatory & Risk Oversight<\/strong> <\/p>\n<ul>\n<li>Lead regulatory examinations, audits, remediation efforts, and related responses within areas of responsibility.<\/li>\n<li>Advise the Chief Compliance Officer on AML\/KYC risks, regulatory developments, and emerging issues.<\/li>\n<li>Establish effective escalation, reporting, and governance practices.<\/li>\n<li>Ensure policies, documentation, and controls remain current and audit-ready.<\/li>\n<\/ul>\n<p><strong>Cross-Functional Partnership<\/strong> <\/p>\n<ul>\n<li>Partner with Operations, Legal, Risk, Technology, and Internal Audit on compliance matters.<\/li>\n<li>Provide AML\/KYC guidance for systems, distribution relationships, and strategic business initiatives.<\/li>\n<li>Balance regulatory requirements with practical business and operational considerations.<\/li>\n<\/ul>\n<h2>Qualifications<\/h2>\n<ul>\n<li>Bachelor’s degree required; advanced degree or relevant professional certification preferred.<\/li>\n<li>10+ years of progressive compliance experience within insurance, annuities, financial services, or another highly regulated industry.<\/li>\n<li>Significant AML\/KYC experience and a strong understanding of related regulatory requirements, frameworks, and controls.<\/li>\n<li>5+ years of leadership experience, including responsibility for developing managers and leading teams.<\/li>\n<li>Demonstrated experience strengthening, enhancing, or scaling AML\/KYC programs, processes, and controls.<\/li>\n<li>Experience managing regulatory examinations, audits, and remediation initiatives.<\/li>\n<li>Strong judgment and strategic thinking, with the ability to communicate complex risks to senior leadership.<\/li>\n<li>Excellent communication, stakeholder management, and cross-functional leadership skills.<\/li>\n<\/ul>\n<p><img decoding=\"async\" src=\"https:\/\/counter.adcourier.com\/QW5nZWxhLkJyZW5kemEuOTI0MDMuMTEzMDlAb2xpdmVyamFtZXNhc3NvY2lhdGVzLmFwbGl0cmFrLmNvbQ.gif\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Director, Financial Crimes Compliance & Regulatory Operations Summary A growing organization in the financial services industry is seeking a Director of Financial Crimes Compliance & Regulatory Operations to provide leadership and strategic oversight of its AML\/KYC and regulatory operations functions. Reporting to the Chief…<\/p>\n","protected":false},"author":0,"featured_media":0,"template":"","meta":{"_acf_changed":false},"jobrelay_source":[1247,1248],"discipline":[25],"industry":[],"contract_type":[1225],"vacancy_type":[1274],"work_type":[1701],"location":[1310],"class_list":["post-15551","job","type-job","status-publish","hentry","discipline-life-insurance","location-new-york"],"acf":{"job_reference":"JOB-092026-315556_1792446164","job_type":"Permanent","job_industry":"Life Insurance","working_arrangement":"Remote","featured":"","start_date":"ASAP","expiry_date":"2026-11-02","salary_currency":"USD","salary_from":"140000","salary_to":"180000","salary_per":"annum","salary_benefits":"","salary":"US$140000 - US$180000 per annum","custom_data":"","application_email":"Angela.Brendza.92403.11309@oliverjamesassociates.aplitrak.com","application_url":"https:\/\/www.aplitrak.com\/?adid=QW5nZWxhLkJyZW5kemEuOTI0MDMuMTEzMDlAb2xpdmVyamFtZXNhc3NvY2lhdGVzLmFwbGl0cmFrLmNvbQ","contact_name":"Angela Brendza","contact_email":"Angela.Brendza@oliverjames.com","contact_telephone":"+1 917 456 8410","contact_url":"","company_name":"","company_tagline":"","company_website":"","company_twitter":"","company_logo":"","company_video":"","job_location":"New York","job_location_raw":"N. 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The role will combine hands-on technical accounting with broader responsibilities across transaction implementation, financial controls, regulatory reporting and process improvement.<\/p>\n<p>This is an opportunity for an experienced finance professional to join a developing platform at a pivotal stage, influence the evolution of its operating model and help shape the future of the finance function.<\/p>\n<h2>Key Responsibilities<\/h2>\n<ul data-spread=\"false\">\n<li>\n<p><strong>Financial Reporting & Technical Accounting:<\/strong> Oversee US GAAP accounting and financial reporting, including quarterly and annual close processes, financial statements and complex technical accounting assessments.<\/p>\n<\/li>\n<li>\n<p><strong>Transaction Accounting:<\/strong> Support the implementation of new life reinsurance transactions, assessing accounting implications and ensuring appropriate treatment across financial reporting frameworks.<\/p>\n<\/li>\n<li>\n<p><strong>Balance Sheet & Financial Analysis:<\/strong> Provide detailed analysis of balance sheet movements, financial performance and emerging accounting considerations across a growing reinsurance portfolio.<\/p>\n<\/li>\n<li>\n<p><strong>Controls & Governance:<\/strong> Strengthen internal controls, accounting policies and financial governance, ensuring processes remain robust as the business scales.<\/p>\n<\/li>\n<li>\n<p><strong>Operational Improvement:<\/strong> Drive enhancements to accounting processes, reporting systems, general ledger infrastructure and close procedures, identifying opportunities to improve efficiency and accuracy.<\/p>\n<\/li>\n<li>\n<p><strong>Regulatory Reporting:<\/strong> Support relevant regulatory and statutory reporting requirements, with the opportunity to develop further expertise in Bermuda statutory reporting.<\/p>\n<\/li>\n<li>\n<p><strong>Cross-Functional Collaboration:<\/strong> Partner with actuarial, risk, operations and senior finance stakeholders to ensure alignment across accounting, transaction execution and business oversight.<\/p>\n<\/li>\n<li>\n<p><strong>Strategic Support:<\/strong> Work closely with senior leadership on finance initiatives, business growth and the development of a scalable operating model.<\/p>\n<\/li>\n<li>\n<p><strong>Team Development:<\/strong> Contribute to the evolution of the finance function, with scope to help build out the team as the business continues to grow.<\/p>\n<\/li>\n<\/ul>\n<h2>Candidate Profile<\/h2>\n<ul data-spread=\"false\">\n<li>\n<p>10+ years of experience across finance, accounting or financial reporting within life insurance, life reinsurance or a related financial services environment.<\/p>\n<\/li>\n<li>\n<p>CPA qualification strongly preferred and considered essential.<\/p>\n<\/li>\n<li>\n<p>Strong technical knowledge of US GAAP, with demonstrable experience preparing, reviewing or overseeing complex financial statements.<\/p>\n<\/li>\n<li>\n<p>Experience working with a significant balance sheet within a regulated financial services organization.<\/p>\n<\/li>\n<li>\n<p>Exposure to life reinsurance accounting, including flow or block transactions, is highly desirable.<\/p>\n<\/li>\n<li>\n<p>Understanding of life insurance products, reinsurance structures and their associated accounting implications.<\/p>\n<\/li>\n<li>\n<p>Experience with US statutory accounting and\/or Bermuda regulatory reporting would be advantageous.<\/p>\n<\/li>\n<li>\n<p>A track record of improving accounting processes, strengthening controls and implementing effective financial reporting frameworks.<\/p>\n<\/li>\n<li>\n<p>Comfortable engaging with senior stakeholders and taking ownership of complex technical and operational matters.<\/p>\n<\/li>\n<li>\n<p>A proactive, commercially minded approach, with the ability to operate effectively in a growing business where processes and responsibilities continue to evolve.<\/p>\n<\/li>\n<\/ul>\n<p>To be considered, please reach out to Chris Dodds at Oliver James or apply using the prompts provided.<\/p>\n<p><img decoding=\"async\" src=\"https:\/\/counter.adcourier.com\/Q2hyaXMuRG9kZHMuMzE1NTUuMTEzMDlAb2xpdmVyamFtZXNhc3NvY2lhdGVzLmFwbGl0cmFrLmNvbQ.gif\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Vice President of Finance – Life Reinsurance Location: New York, NY | Hybrid – 4 days in officeCompensation: Competitive package, commensurate with experience The Opportunity A growing life reinsurance business is seeking a Vice President of Finance to play a key role in the…<\/p>\n","protected":false},"author":0,"featured_media":0,"template":"","meta":{"_acf_changed":false},"jobrelay_source":[1247,1248],"discipline":[19],"industry":[],"contract_type":[1225],"vacancy_type":[1274],"work_type":[1702],"location":[1310],"class_list":["post-15543","job","type-job","status-publish","hentry","discipline-accountancy-finance","location-new-york"],"acf":{"job_reference":"JOB-102026-317694_1792437321","job_type":"Permanent","job_industry":"Accountancy & Finance","working_arrangement":"Hybrid","featured":"","start_date":"ASAP","expiry_date":"2026-11-16","salary_currency":"USD","salary_from":"250000","salary_to":"350000","salary_per":"annum","salary_benefits":"","salary":"US$250000 - US$350000 per annum","custom_data":"","application_email":"Chris.Dodds.31555.11309@oliverjamesassociates.aplitrak.com","application_url":"https:\/\/www.aplitrak.com\/?adid=Q2hyaXMuRG9kZHMuMzE1NTUuMTEzMDlAb2xpdmVyamFtZXNhc3NvY2lhdGVzLmFwbGl0cmFrLmNvbQ","contact_name":"Chris 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The work centres on Clearwater Analytics: making sure investment data flows cleanly from source to subledger to general ledger to final report. You’ll find where the data breaks and fix the cause, and build repeatable, automated controls in place of manual effort.<\/p>\n<p dir=\"ltr\"><strong>Please note: hands-on Clearwater Analytics experience is essential for this role. We can only consider applicants who have worked directly in Clearwater.<\/strong><\/p>\n<p dir=\"ltr\"><strong>What you’ll do<\/strong><\/p>\n<ul dir=\"ltr\">\n<li>Own investment data quality in Clearwater, covering data validation, attribute and entity mappings, and the business rules that feed downstream finance reporting.<\/li>\n<li>Design and run reconciliations from general ledger to investment subledger to report, and between other systems (for example IBOR, ABOR and SBOR). Investigate variances, find the root causes and resolve breaks before they reach the close.<\/li>\n<li>Find and deliver process improvements and transformation work across the reporting cycle, including better data flows, fewer exceptions and less manual effort.<\/li>\n<li>Build and improve reporting and data models in Power BI and SSAS, and explore AI and agent-based tools that make review and exception handling more efficient.<\/li>\n<li>Research and resolve data and operational exceptions, including daily transaction processing issues, and fix the cause so the same break doesn’t come back.<\/li>\n<li>Work with Finance, Investments, Operations, ALM, Risk, Technology and external service providers on recurring deliverables and change initiatives.<\/li>\n<\/ul>\n<p dir=\"ltr\"><strong>Essential requirements<\/strong><\/p>\n<ul dir=\"ltr\">\n<li><strong>Clearwater Analytics (mandatory):<\/strong> 3-5 years of hands-on experience working directly in Clearwater, ideally covering data validation, reconciliations and reporting for an insurance investment portfolio. 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The work centres on Clearwater Analytics: making sure investment data flows cleanly from source to subledger to general ledger to final report….<\/p>\n","protected":false},"author":0,"featured_media":0,"template":"","meta":{"_acf_changed":false},"jobrelay_source":[1247,1248],"discipline":[25],"industry":[],"contract_type":[1226],"vacancy_type":[1274],"work_type":[],"location":[1310],"class_list":["post-15541","job","type-job","status-publish","hentry","discipline-life-insurance","location-new-york"],"acf":{"job_reference":"JOB-102026-316537_1792435328","job_type":"Temporary","job_industry":"Life Insurance","working_arrangement":"","featured":"","start_date":"","expiry_date":"2026-11-02","salary_currency":"USD","salary_from":"","salary_to":"","salary_per":"","salary_benefits":"","salary":"Negotiable","custom_data":"","application_email":"Emily.Birch.17386.11309@oliverjamesassociates.aplitrak.com","application_url":"https:\/\/www.aplitrak.com\/?adid=RW1pbHkuQmlyY2guMTczODYuMTEzMDlAb2xpdmVyamFtZXNhc3NvY2lhdGVzLmFwbGl0cmFrLmNvbQ","contact_name":"Emily Birch","contact_email":"Emily.Birch@oliverjames.com","contact_telephone":"+1 917-456-8517","contact_url":"","company_name":"","company_tagline":"","company_website":"","company_twitter":"","company_logo":"","company_video":"","job_location":"New York","job_location_raw":"N. America > USA > New York > New York County","geo_lat":"40.7127753","geo_long":"-74.0059728","geo_formatted_address":"New York, NY, USA","geo_city":"New York","geo_country_short":"US","geo_country_long":"United States","geo_administrative_area_level_2_short":"","geo_administrative_area_level_2_long":"","geo_administrative_area_level_1_short":"NY","geo_administrative_area_level_1_long":"New York","talentlink_job_id":""},"yoast_head":"<!-- This site is optimized with the Yoast SEO Premium plugin v28.6 (Yoast SEO v28.7) - https:\/\/yoast.com\/product\/yoast-seo-premium-wordpress\/ -->\n<title>Lead Data Analyst - Oliver James<\/title>\n<meta name=\"description\" content=\"Put your Clearwater Analytics experience to work in an insurance contract role improving investment data quality, reporting and automation.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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Operations – day rate contract"},"content":{"rendered":"<p>Oliver James are recruiting on behalf of a UK based Life Insurer who are seeking multiple day rate contractors to support in a large-scale reinsurance project.<\/p>\n<p>These are UK based day rate contracts; you must live and pay tax in the UK to be considered. <\/p>\n<p>Role: building excel based cashflow models from defined benefit (DB) benefit specifications, ensuring policies are in line with their original terms. <\/p>\n<p>Start: Q4 and Jan 2026 starts can be considered<br \/>Location: UK Based Remote\/Hybrid<\/p>\n<p>Required Experience:<br \/> \u25aa\ufe0f FIA (or equivalent) – part-qualified and exam stoppers will also be considered providing you have ample industry experience<br \/> \u25aa\ufe0f Strong understanding of DB Pension schemes<br \/> \u25aa\ufe0f Excel Cashflow modelling (Premiums, claims, lump sums, collateral)<br \/> \u25aa\ufe0f Reinsurance reconciliation experience<br \/> \u25aa\ufe0f Prior experience in a similar position will be highly advantageous <\/p>\n<p>If you are interested to discuss this opportunity further or would like a conversation about the market, please reach out to laura.west@oliverjames.com.<\/p>\n<p>If you are a permanent or contracting Life Actuary considering relocation, we have a wide selection of UK\/Europe\/USA\/Asia\/ Bermuda & Caymans based opportunities working within the field, so please don’t hesitate to get in touch for a confidential conversation.<\/p>\n<p><img decoding=\"async\" src=\"https:\/\/counter.adcourier.com\/TGF1cmEud2VzdC40ODk4NC4xMTMwOUBvbGl2ZXJqYW1lc2Fzc29jaWF0ZXMuYXBsaXRyYWsuY29t.gif\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Oliver James are recruiting on behalf of a UK based Life Insurer who are seeking multiple day rate contractors to support in a large-scale reinsurance project. 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Apply your DB pensions and Excel cashflow modelling skills to reinsurance projects.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.oliverjames.com\/en\/jobs\/reinsurance-operations-day-rate-contract-15539\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Reinsurance Operations - day rate contract\" \/>\n<meta property=\"og:description\" content=\"Explore UK life actuarial contract roles with Oliver James. 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This is a highly business-facing role partnering closely with underwriting, regulatory, product, actuarial, legal, and senior leadership to provide practical legal and regulatory guidance across a specialized insurance portfolio.<\/p>\n<p class=\"isSelectedEnd\">This is an excellent opportunity for someone who enjoys working closely with the business, has deep insurance regulatory and product experience, and is comfortable operating in a newly created role with the opportunity to help shape and build out the function over time.<\/p>\n<h2>Role & Responsibilities<\/h2>\n<ul data-spread=\"false\">\n<li>Advise the <strong>Professional Liability and medical malpractice underwriting business<\/strong> on product development and regulatory matters.<\/li>\n<li>Support the <strong>development, drafting, and launch of insurance products and policy forms<\/strong>.<\/li>\n<li>Manage <strong>rate, form, and SERFF filings<\/strong>, particularly across New York and other states.<\/li>\n<li>Partner with <strong>underwriting, actuarial, legal, and senior leadership<\/strong> on product and regulatory initiatives.<\/li>\n<li>Liaise with <strong>state insurance regulators<\/strong> and provide practical regulatory guidance to the business.<\/li>\n<li>Help build and develop the <strong>product and regulatory function<\/strong>, with potential management responsibility over time.<\/li>\n<\/ul>\n<h2>Qualifications<\/h2>\n<ul data-spread=\"false\">\n<li><strong>Juris Doctor (JD)<\/strong> from an accredited law school preferred.<\/li>\n<li><strong>Active bar membership<\/strong> in good standing.<\/li>\n<li><strong>8-10+ years of insurance industry experience<\/strong>, ideally within an underwriting, regulatory, filing, or product function.<\/li>\n<li>Significant <strong>Professional Liability \/ Medical Malpractice<\/strong> insurance experience.<\/li>\n<li>Direct experience with <strong>New York Department of Financial Services<\/strong> regulatory matters.<\/li>\n<li>Strong experience with <strong>rate, form, and SERFF filings<\/strong>.<\/li>\n<\/ul>\n<h2>Compensation & Benefits<\/h2>\n<ul data-spread=\"false\">\n<li>Base Salary: <strong>$180-200k<\/strong><\/li>\n<li>Bonus: <strong>15%<\/strong><\/li>\n<li>Full benefits package<\/li>\n<\/ul>\n<h2>Location & Work Model<\/h2>\n<ul data-spread=\"false\">\n<li><strong>Long Island, New York<\/strong><\/li>\n<li>Hybrid, with <strong>4 days\/week in office<\/strong><\/li>\n<\/ul>\n<h2>Why This Role?<\/h2>\n<p>Join a growing insurance platform in a newly created role with significant visibility across the underwriting and product functions. This position offers the opportunity to work directly with senior leadership, influence product and regulatory strategy, and help build a developing regulatory function with potential management responsibility over time.<\/p>\n<p><img decoding=\"async\" src=\"https:\/\/counter.adcourier.com\/Tmljb2xldHRlLkZhbHZvLjk1MzEzLjExMzA5QG9saXZlcmphbWVzYXNzb2NpYXRlcy5hcGxpdHJhay5jb20.gif\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>AVP, Regulatory Filings Counsel Our client, a leading specialty insurance carrier, is seeking an experienced insurance attorney to support its Professional Liability business. This is a highly business-facing role partnering closely with underwriting, regulatory, product, actuarial, legal, and senior leadership to provide practical legal…<\/p>\n","protected":false},"author":0,"featured_media":0,"template":"","meta":{"_acf_changed":false},"jobrelay_source":[1247,1248],"discipline":[23],"industry":[],"contract_type":[1225],"vacancy_type":[1274],"work_type":[1702],"location":[1745],"class_list":["post-15537","job","type-job","status-publish","hentry","discipline-legal","location-jericho"],"acf":{"job_reference":"JOB-092026-315771_1792426973","job_type":"Permanent","job_industry":"Legal","working_arrangement":"Hybrid","featured":"","start_date":"","expiry_date":"2026-10-26","salary_currency":"USD","salary_from":"180000","salary_to":"200000","salary_per":"annum","salary_benefits":"+ 15% bonus + wider benefits","salary":"US$180000 - US$200000 per annum + + 15% bonus + wider benefits","custom_data":"","application_email":"Nicolette.Falvo.95313.11309@oliverjamesassociates.aplitrak.com","application_url":"https:\/\/www.aplitrak.com\/?adid=Tmljb2xldHRlLkZhbHZvLjk1MzEzLjExMzA5QG9saXZlcmphbWVzYXNzb2NpYXRlcy5hcGxpdHJhay5jb20","contact_name":"Nicolette Falvo","contact_email":"Nicolette.Falvo@oliverjames.com","contact_telephone":"","contact_url":"","company_name":"","company_tagline":"","company_website":"","company_twitter":"","company_logo":"","company_video":"","job_location":"Jericho, New York","job_location_raw":"N. America > USA > New York > Nassau County > Jericho","geo_lat":"40.7920441","geo_long":"-73.5398476","geo_formatted_address":"Jericho, NY, USA","geo_city":"Jericho","geo_country_short":"US","geo_country_long":"United States","geo_administrative_area_level_2_short":"Nassau County","geo_administrative_area_level_2_long":"Nassau County","geo_administrative_area_level_1_short":"NY","geo_administrative_area_level_1_long":"New York","talentlink_job_id":""},"yoast_head":"<!-- This site is optimized with the Yoast SEO Premium plugin v28.6 (Yoast SEO v28.7) - https:\/\/yoast.com\/product\/yoast-seo-premium-wordpress\/ -->\n<title>AVP, Regulatory Filings Counsel - Professional Liability - Oliver James<\/title>\n<meta name=\"description\" content=\"As AVP, Regulatory Filings Counsel in Long Island, you will shape insurance products and regulatory strategy. 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- Direct experience in Investment Compliance<\/strong>, ideally within an asset manager or a buy-side investment environment. <\/li>\n