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\n
\n

Test Analyst – Trilingual<\/strong><\/h2>\n

About the Role<\/strong><\/h3>\n

We are looking for a skilled Test Analyst to support a leading Belgian organization. In this role, you will focus on manual testing, with a strong emphasis on non-regression testing, while also contributing to functional and business analysis.<\/p>\n

You will play a key role in ensuring the quality, stability, and performance of critical systems, working closely with cross-functional teams including developers, business analysts, and end-users.<\/p>\n

\n

Key Responsibilities<\/strong><\/h3>\n

Testing & Quality Assurance<\/strong><\/h4>\n
    \n
  • Design, execute, and maintain manual non-regression test cases based on functional specifications<\/li>\n
  • Perform test execution across multiple environments; report, track, and follow up on defects<\/li>\n
  • Ensure traceability between requirements and test cases<\/li>\n
  • Apply test design techniques (functional, exploratory, risk-based testing)<\/li>\n
  • Contribute to the continuous improvement of testing processes and methodologies<\/li>\n
  • Support test coordination and facilitate testing activities within the team<\/li>\n
  • Apply best practices and frameworks such as TMap<\/span><\/span><\/strong>, STBoX<\/strong> or <\/span><\/span><\/span>ISTQB<\/span><\/span><\/strong><\/li>\n<\/ul>\n
    \n

    Business & Functional Analysis<\/strong><\/h4>\n
      \n
    • Provide support to end-users on production systems<\/li>\n
    • Understand, challenge, and refine business requirements<\/li>\n
    • Analyze functional and business needs and collaborate with development teams to define solutions<\/li>\n
    • Translate business requirements into clear user stories and functional specifications<\/li>\n
    • Produce functional documentation, including:\n
        \n
      • UML diagrams (use case, activity diagrams, etc.)<\/li>\n
      • BPMN models<\/li>\n
      • Information and domain models<\/li>\n<\/ul>\n<\/li>\n
      • Define domain interfaces using Domain-Driven Design (DDD) principles<\/li>\n
      • Follow up on implementation to ensure alignment with requirements<\/li>\n
      • Facilitate estimation and planning sessions<\/li>\n<\/ul>\n
        \n

        Documentation, Training & User Support<\/strong><\/h4>\n
          \n
        • Contribute to the creation of:\n
            \n
          • User manuals<\/li>\n
          • Release notes<\/li>\n
          • Training materials<\/li>\n<\/ul>\n<\/li>\n
          • Deliver or support end-user training sessions when required<\/li>\n
          • Act as a point of contact for functional questions and user support<\/li>\n<\/ul>\n
            \n

            Required Skills & Experience<\/strong><\/h3>\n

            Testing Expertise<\/strong><\/h4>\n
              \n
            • Proven experience as a Test Analyst (Medior or Senior level)<\/li>\n
            • Strong experience in manual testing, especially non-regression and functional testing<\/li>\n
            • Practical knowledge of TMap<\/span><\/span><\/strong>, STBoX or<\/span><\/span><\/strong> ISTQB<\/span><\/span><\/strong><\/li>\n
            • Solid understanding of test design techniques and defect management<\/li>\n<\/ul>\n
              \n

              Business Analysis Skills<\/strong><\/h4>\n
                \n
              • Strong analytical mindset with the ability to challenge and refine requirements<\/li>\n
              • Experience translating business needs into user stories and specifications<\/li>\n
              • Hands-on experience with UML and BPMN<\/li>\n
              • Knowledge of Domain-Driven Design (DDD)<\/li>\n
              • Ability to collaborate with both business and technical stakeholders<\/li>\n<\/ul>\n
                \n

                Soft Skills<\/strong><\/h4>\n
                  \n
                • Strong communication and stakeholder management skills<\/li>\n
                • Problem-solving mindset with attention to detail<\/li>\n
                • Proactive, structured, and quality-driven approach<\/li>\n
                • Ability to work independently and as part of a team<\/li>\n<\/ul>\n
                  \n

                  Languages<\/strong><\/h3>\n
                    \n
                  • Trilingual proficiency required (English, French, and Dutch)<\/li>\n<\/ul>\n
                    \n

                    What We Offer<\/strong><\/h3>\n
                      \n
                    • A dynamic and collaborative work environment<\/li>\n
                    • Opportunity to contribute to impactful projects within a leading Belgian company<\/li>\n
                    • Continuous learning and professional development opportunities<\/li>\n
                    • Flexible working conditions<\/li>\n<\/ul>\n<\/div>\n<\/div>\n

                      <\/p>\n","protected":false},"excerpt":{"rendered":"

                      Test Analyst – Trilingual About the Role We are looking for a skilled Test Analyst to support a leading Belgian organization. In this role, you will focus on manual testing, with a strong emphasis on non-regression testing, while also contributing to functional and business…<\/p>\n","protected":false},"author":0,"featured_media":0,"template":"","meta":{"_acf_changed":false},"jobrelay_source":[1247,1248],"discipline":[17],"industry":[],"contract_type":[1352],"vacancy_type":[1274],"location":[1285],"class_list":["post-8545","job","type-job","status-publish","hentry","discipline-technology","location-brussels"],"acf":{"job_reference":"JOB-042026-303425_1776337367","job_type":"Temporary","job_industry":"Technology","working_arrangement":"","featured":"","start_date":"","expiry_date":"2026-04-23","salary_currency":"EUR","salary_from":"","salary_to":"","salary_per":"annum","salary_benefits":"","salary":"Negotiable","custom_data":"","application_email":"Ineke.Gilbert.59412.11309@oliverjamesassociates.aplitrak.com","application_url":"https:\/\/www.aplitrak.com\/?adid=SW5la2UuR2lsYmVydC41OTQxMi4xMTMwOUBvbGl2ZXJqYW1lc2Fzc29jaWF0ZXMuYXBsaXRyYWsuY29t","contact_name":"Ineke Gilbert","contact_email":"Ineke.Gilbert@oliverjames.com","contact_telephone":"+32 2 588 11 20","contact_url":"","company_name":"","company_tagline":"","company_website":"","company_twitter":"","company_logo":"","company_video":"","job_location":"Brussels","job_location_raw":"Europe > Belgium > Brussels","geo_lat":"50.8477029","geo_long":"4.3572001","geo_formatted_address":"Brussels, Belgium","geo_city":"Brussels","geo_country_short":"BE","geo_country_long":"Belgium","geo_administrative_area_level_2_short":"","geo_administrative_area_level_2_long":"","geo_administrative_area_level_1_short":"Brussels","geo_administrative_area_level_1_long":"Brussels","talentlink_job_id":""},"yoast_head":"\nTest Analyst - 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The role ensures compliance with Irish regulatory requirements while supporting the business in managing financial crime risk.<\/p>\n<p><strong>Key Responsibilities<\/strong><\/p>\n<ul>\n<li>Lead the ongoing development and improvement of the AML\/CTF framework in line with Irish legislation and regulatory expectations<\/li>\n<li>Oversee customer due diligence (CDD), enhanced due diligence (EDD), and ongoing monitoring processes<\/li>\n<li>Review and escalate suspicious activity, supporting the MLRO with the submission of Suspicious Transaction Reports (STRs)<\/li>\n<li>Provide expert AML guidance, particularly on complex or higher-risk cases<\/li>\n<li>Prepare clear and concise reports for senior management and governance forums<\/li>\n<li>Support regulatory engagement, audits, and inspections<\/li>\n<li>Deliver AML training and promote a strong compliance culture across the organisation<\/li>\n<li>Conduct risk assessments and assist with ongoing monitoring and testing of AML controls<\/li>\n<\/ul>\n<p><strong>Team Management<\/strong><\/p>\n<ul>\n<li>Manage a team of direct reports, providing oversight, support, and development<\/li>\n<li>Allocate workloads effectively to ensure timely delivery and adherence to SLAs<\/li>\n<li>Foster a collaborative, high-performing team environment with a focus on continuous improvement<\/li>\n<li>Review team outputs (e.g. CDD files, investigations) to ensure quality and regulatory consistency<\/li>\n<li>Identify development needs and support team progression<\/li>\n<\/ul>\n<p><strong>About You<\/strong><\/p>\n<ul>\n<li>Minimum of 5 years’ experience in AML or financial crime compliance within financial services<\/li>\n<li>Strong knowledge of Irish AML\/CTF legislation (e.g. Criminal Justice Act, EU AML Directives)<\/li>\n<li>Experience engaging with the Central Bank of Ireland is desirable<\/li>\n<li>Proven team leadership or people management experience, with the ability to coach and develop junior staff<\/li>\n<li>Background in mortgage servicing, banking, or loan portfolio management is an advantage<\/li>\n<li>Excellent analytical, decision-making, and stakeholder management skills<\/li>\n<li>Ability to work independently in a fast-paced environment<\/li>\n<li>Relevant third-level qualification (e.g. Law, Finance, Business)<\/li>\n<li>Professional certifications such as ACAMS or ICA are desirable<\/li>\n<\/ul>\n<p><strong>Why Join?<\/strong><\/p>\n<ul>\n<li>Be part of a growing and dynamic mortgage servicing platform<\/li>\n<li>Play a key role in strengthening the financial crime framework<\/li>\n<li>Work closely with senior stakeholders across the business<\/li>\n<li>Opportunity for a permanent position at the end of the contract<\/li>\n<\/ul>\n<\/div>\n<p><img decoding=\"async\" src=\"https:\/\/counter.adcourier.com\/VnkuRG9hbi4zOTg3NS4xMTMwOUBvbGl2ZXJqYW1lc2Fzc29jaWF0ZXMuYXBsaXRyYWsuY29t.gif\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>6-Month Fixed-Term Contract (potential for permanency) Dublin (Hybrid – 2 days per week in-office) Our client looks after managing mortgage and loan portfolios across the country. As part of a wider international group, they combine strong servicing expertise with robust regulatory governance to deliver sustainable outcomes for customers and stakeholders.<\/p>\n","protected":false},"author":0,"featured_media":0,"template":"","meta":{"_acf_changed":false},"jobrelay_source":[1247,1248],"discipline":[21],"industry":[],"contract_type":[1226],"vacancy_type":[1274],"location":[1410],"class_list":["post-8544","job","type-job","status-publish","hentry","discipline-risk-compliance","location-dublin"],"acf":{"job_reference":"JOB-042026-303751_1776331500","job_type":"Temporary","job_industry":"Risk & 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Controller"},"content":{"rendered":"<h3 data-section-id=\"1u9wjxu\" data-start=\"773\" data-end=\"796\">Medior Business Controller <\/h3>\n<h3 data-section-id=\"1u9wjxu\" data-start=\"773\" data-end=\"796\"> <\/h3>\n<h3 data-section-id=\"1u9wjxu\" data-start=\"773\" data-end=\"796\"><strong data-start=\"777\" data-end=\"796\">Wat ga je doen?<\/strong><\/h3>\n<p data-start=\"797\" data-end=\"961\">Als Business Controller ben je de financi\u00eble sparringpartner voor de organisatie en speel je een belangrijke rol in het verbeteren van prestaties en besluitvorming.<\/p>\n<p data-start=\"963\" data-end=\"998\">Je houdt je onder andere bezig met:<\/p>\n<ul data-start=\"1000\" data-end=\"1538\">\n<li data-section-id=\"14f1egu\" data-start=\"1000\" data-end=\"1081\">Opstellen van maandrapportages en analyseren van omzet, marges en afwijkingen<\/li>\n<li data-section-id=\"1ey8gt7\" data-start=\"1082\" data-end=\"1160\">Uitvoeren van forecasting en ondersteunen van de planning & control cyclus<\/li>\n<li data-section-id=\"p1c084\" data-start=\"1161\" data-end=\"1223\">Co\u00f6rdineren en challengen van het budget- en meerjarenplan<\/li>\n<li data-section-id=\"169j4um\" data-start=\"1224\" data-end=\"1314\">Opstellen en beoordelen van business cases (bijv. investeringen en groei-initiatieven)<\/li>\n<li data-section-id=\"w9z52m\" data-start=\"1315\" data-end=\"1383\">Analyseren van prestaties op product-, klant- en\/of kanaalniveau<\/li>\n<li data-section-id=\"pg0arq\" data-start=\"1384\" data-end=\"1454\">Adviseren van management op basis van data en financi\u00eble inzichten<\/li>\n<li data-section-id=\"1c17w0d\" data-start=\"1455\" data-end=\"1538\">Initi\u00ebren en realiseren van verbeteringen in processen, rapportages en systemen<\/li>\n<\/ul>\n<p data-start=\"1540\" data-end=\"1681\">Je werkt nauw samen met afdelingen zoals sales, operations en management en hebt directe invloed op strategische en commerci\u00eble beslissingen.<\/p>\n<h3 data-section-id=\"djqcyq\" data-start=\"1688\" data-end=\"1708\"><strong data-start=\"1692\" data-end=\"1708\">Wie ben jij?<\/strong><\/h3>\n<ul data-start=\"1710\" data-end=\"2167\">\n<li data-section-id=\"15t8kkg\" data-start=\"1710\" data-end=\"1788\">Afgeronde hbo- of wo-opleiding in Finance, Bedrijfseconomie of Accountancy<\/li>\n<li data-section-id=\"1ujk53j\" data-start=\"1789\" data-end=\"1865\">2-5 jaar ervaring binnen Business Control, FP&A of een vergelijkbare rol<\/li>\n<li data-section-id=\"zglty8\" data-start=\"1866\" data-end=\"1944\">Sterk analytisch en in staat om inzichten te vertalen naar concrete acties<\/li>\n<li data-section-id=\"1uhn6q1\" data-start=\"1945\" data-end=\"2027\">Communicatief vaardig en comfortabel in contact met verschillende stakeholders<\/li>\n<li data-section-id=\"6va5dh\" data-start=\"2028\" data-end=\"2080\">Proactief, zelfstandig en gericht op verbetering<\/li>\n<li data-section-id=\"1r241i1\" data-start=\"2081\" data-end=\"2167\">Uitstekende Excel skills en ervaring met ERP-systemen <\/li>\n<\/ul>\n<h3 data-section-id=\"19lf9tu\" data-start=\"2174\" data-end=\"2190\"><strong data-start=\"2178\" data-end=\"2190\">Het team<\/strong><\/h3>\n<p data-start=\"2191\" data-end=\"2402\">Je maakt onderdeel uit van een professioneel en toegankelijk finance team bestaande uit controllers en administratieve collega’s. De sfeer is informeel en er is veel ruimte voor eigen initiatief en ontwikkeling.<\/p>\n<p data-start=\"2191\" data-end=\"2402\">\n<h3 data-section-id=\"19lf9tu\" data-start=\"2174\" data-end=\"2190\">Oliver james<\/h3>\n<p>Oliver James is een gespecialiseerde recruitmentpartner met een sterk netwerk binnen finance. Via Oliver James krijg je toegang tot uitdagende functies bij toonaangevende organisaties in Nederland.<\/p>\n<p>Wij investeren actief in jouw ontwikkeling door middel van opleidingsmogelijkheden naast je werk, zoals trainingen binnen finance, risk en controlling. Onze begeleiding is persoonlijk en gericht op jouw volgende carri\u00e8restap: van eerste kennismaking tot en met start in je nieuwe rol.<\/p>\n<p>Wij zetten de eerste stap. Zet jij de tweede?<\/p>\n<p><strong>Interesse? <\/strong><\/p>\n<p>Neem direct contact op!<\/p>\n<p><a class=\"decorated-link cursor-pointer\" rel=\"noopener\" data-start=\"159\" data-end=\"185\">coen.brasz@oliverjames.com<\/a><br data-start=\"185\" data-end=\"188\" \/>06 39 52 04 16<\/p>\n<p><img decoding=\"async\" src=\"https:\/\/counter.adcourier.com\/Q29lbi5CcmFzei4yMzQwMS4xMTMwOUBvbGl2ZXJqYW1lc2Fzc29jaWF0ZXMuYXBsaXRyYWsuY29t.gif\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Medior Business Controller Wat ga je doen? Als Business Controller ben je de financi\u00eble sparringpartner voor de organisatie en speel je een belangrijke rol in het verbeteren van prestaties en besluitvorming. Je houdt je onder andere bezig met: Opstellen van maandrapportages en analyseren van…<\/p>\n","protected":false},"author":0,"featured_media":0,"template":"","meta":{"_acf_changed":false},"jobrelay_source":[1247,1248],"discipline":[19],"industry":[],"contract_type":[1351],"vacancy_type":[1274],"location":[1354],"class_list":["post-8543","job","type-job","status-publish","hentry","discipline-accountancy-finance","location-utrecht"],"acf":{"job_reference":"JOB-042026-303736_1776323605","job_type":"Permanent","job_industry":"Accountancy & Finance","working_arrangement":"","featured":"","start_date":"","expiry_date":"2026-04-23","salary_currency":"EUR","salary_from":"","salary_to":"","salary_per":"","salary_benefits":"","salary":"Bespreekbaar","custom_data":"","application_email":"Coen.Brasz.23401.11309@oliverjamesassociates.aplitrak.com","application_url":"https:\/\/www.aplitrak.com\/?adid=Q29lbi5CcmFzei4yMzQwMS4xMTMwOUBvbGl2ZXJqYW1lc2Fzc29jaWF0ZXMuYXBsaXRyYWsuY29t","contact_name":"Coen Brasz","contact_email":"Coen.Brasz@oliverjames.com","contact_telephone":"+31 020 808 1507","contact_url":"","company_name":"","company_tagline":"","company_website":"","company_twitter":"","company_logo":"","company_video":"","job_location":"Utrecht","job_location_raw":"Europa > Nederland > Utrecht","geo_lat":"52.0919255","geo_long":"5.1229572","geo_formatted_address":"Utrecht, Netherlands","geo_city":"Utrecht","geo_country_short":"NL","geo_country_long":"Netherlands","geo_administrative_area_level_2_short":"Utrecht","geo_administrative_area_level_2_long":"Utrecht","geo_administrative_area_level_1_short":"UT","geo_administrative_area_level_1_long":"Utrecht","talentlink_job_id":""},"yoast_head":"<!-- This site is optimized with the Yoast SEO Premium plugin v26.7 (Yoast SEO v27.3) - 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Position involves active foreclosure litigation, court appearances, motion practice, and homeowner representation in NY Supreme Court. Emphasis on substantive advocacy, procedural rigor, and hands\u2011on case management rather than high\u2011volume work.<\/p>\n<\/p>\n<div>\n<h3>Key Responsibilities<\/h3>\n<ul>\n<li>Defend residential (and some small commercial) foreclosure actions in <strong>New York Supreme Court<\/strong><\/li>\n<li>Draft and file pleadings, including answers, affirmative defenses, oppositions, and motions<\/li>\n<li>Analyze foreclosure cases for:\n<ul>\n<li>Standing defects<\/li>\n<li>Statute of limitations issues<\/li>\n<li>RPAPL \u00a71303 \/ \u00a71304 compliance<\/li>\n<li>Service and procedural deficiencies<\/li>\n<\/ul>\n<\/li>\n<li>Appear at:\n<ul>\n<li>Mandatory settlement conferences (CPLR \u00a73408)<\/li>\n<li>Motion calendars<\/li>\n<li>Conferences and hearings<\/li>\n<\/ul>\n<\/li>\n<li>Communicate directly with clients regarding case status, strategy, and next steps<\/li>\n<li>Coordinate with opposing counsel, court personnel, and third parties as needed<\/li>\n<li>Assist with negotiation of loan modifications, settlements, and other foreclosure alternatives when appropriate<\/li>\n<li>Maintain accurate case notes and comply with court deadlines and filing requirements<\/li>\n<\/ul>\n<hr \/>\n<h3>Required Qualifications<\/h3>\n<ul>\n<li><strong>Active New York State Bar admission<\/strong><\/li>\n<li><strong>2+ years of experience<\/strong> in foreclosure defense, real estate litigation, or related housing litigation<\/li>\n<li>Working knowledge of:\n<ul>\n<li>New York judicial foreclosure process<\/li>\n<li>RPAPL, CPLR, and NY foreclosure statutes<\/li>\n<li>Supreme Court practice (Kings, Queens, Bronx, New York, Richmond, or surrounding counties)<\/li>\n<\/ul>\n<\/li>\n<li>Experience handling court appearances independently<\/li>\n<li>Strong legal research, writing, and issue\u2011spotting skills<\/li>\n<li>Ability to manage multiple active matters with minimal supervision<\/li>\n<\/ul>\n<hr \/>\n<h3>Preferred Qualifications<\/h3>\n<ul>\n<li>Prior experience representing borrowers or homeowners in foreclosure actions<\/li>\n<li>Familiarity with:\n<ul>\n<li>Statute of limitations litigation (six\u2011year rule \/ de\u2011acceleration issues)<\/li>\n<li>Post\u2011judgment foreclosure matters<\/li>\n<li>Motions to dismiss and summary judgment practice<\/li>\n<\/ul>\n<\/li>\n<li>Comfort working in a <strong>solo or small\u2011firm environment<\/strong><\/li>\n<li>Spanish or other language skills a plus (not required)<\/li>\n<\/ul>\n<\/div>\n<p><img decoding=\"async\" src=\"https:\/\/counter.adcourier.com\/YnJ5YW4ub2dpbHZpZS42MTU5NS4xMTMwOUBvbGl2ZXJqYW1lc2Fzc29jaWF0ZXMuYXBsaXRyYWsuY29t.gif\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Our client – A well\u2011established New York litigation practice focused on foreclosure defense and real\u2011property disputes – seeks an experienced Foreclosure Defense Attorney to join the team on a contract, hourly basis, at a consistent 40 hours per week. Role is ideal for an attorney who is comfortable handling active foreclosure litigation, court appearances, motion practice, and homeowner representation in New York Supreme Court. The practice emphasizes substantive legal advocacy and procedure<\/p>\n","protected":false},"author":0,"featured_media":0,"template":"","meta":{"_acf_changed":false},"jobrelay_source":[1247,1248],"discipline":[23],"industry":[],"contract_type":[1226],"vacancy_type":[1274],"location":[1310],"class_list":["post-8542","job","type-job","status-publish","hentry","discipline-legal","location-new-york"],"acf":{"job_reference":"JOB-042026-303930_1776287883","job_type":"Temporary","job_industry":"Legal","working_arrangement":"Office based","featured":"","start_date":"28\/04\/2026","expiry_date":"2026-05-13","salary_currency":"USD","salary_from":"70","salary_to":"80","salary_per":"hour","salary_benefits":"","salary":"US$70 - US$80 per hour","custom_data":"","application_email":"bryan.ogilvie.61595.11309@oliverjamesassociates.aplitrak.com","application_url":"https:\/\/www.aplitrak.com\/?adid=YnJ5YW4ub2dpbHZpZS42MTU5NS4xMTMwOUBvbGl2ZXJqYW1lc2Fzc29jaWF0ZXMuYXBsaXRyYWsuY29t","contact_name":"Bryan Ogilvie","contact_email":"Bryan.Ogilvie@astral-legal.com","contact_telephone":"+1 (646) 475-9445","contact_url":"","company_name":"","company_tagline":"","company_website":"","company_twitter":"","company_logo":"","company_video":"","job_location":"Brooklyn, New York","job_location_raw":"N. America > USA > New York > Kings County > Brooklyn","geo_lat":"40.6781784","geo_long":"-73.9441579","geo_formatted_address":"Brooklyn, NY, USA","geo_city":"","geo_country_short":"US","geo_country_long":"United States","geo_administrative_area_level_2_short":"Kings County","geo_administrative_area_level_2_long":"Kings County","geo_administrative_area_level_1_short":"NY","geo_administrative_area_level_1_long":"New York","talentlink_job_id":""},"yoast_head":"<!-- This site is optimized with the Yoast SEO Premium plugin v26.7 (Yoast SEO v27.3) - https:\/\/yoast.com\/product\/yoast-seo-premium-wordpress\/ -->\n<title>Foreclosure Defense Attorney - Brooklyn, NY - Oliver James<\/title>\n<meta name=\"description\" content=\"Full-time contract Foreclosure Defense Attorney role in New York handling litigation, court appearances, motions, and homeowner advocacy.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link 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identifying and escalating issues or variances as required.<\/p>\n<\/li>\n<li data-section-id=\"1m77js7\" data-start=\"2446\" data-end=\"2529\">\n<p>Participate in cross-functional projects and respond to ad-hoc financial queries.<\/p>\n<\/li>\n<li data-section-id=\"xdtc3p\" data-start=\"2530\" data-end=\"2610\">\n<p>Promote strong corporate governance and control awareness across the function.<\/p>\n<\/li>\n<\/ul>\n<p data-section-id=\"1g0xyxk\" data-start=\"2617\" data-end=\"2642\"><strong data-start=\"2621\" data-end=\"2642\">Candidate Profile<\/strong><\/p>\n<ul data-start=\"2644\" data-end=\"3403\">\n<li data-section-id=\"2on0p3\" data-start=\"2644\" data-end=\"2699\">Qualified Accountant (ACA, ACCA, CIMA or equivalent).<\/li>\n<li data-section-id=\"qvihng\" data-start=\"2700\" data-end=\"2833\">2-5+ years’ post-qualification experience in <strong data-start=\"2747\" data-end=\"2788\">revenue accounting and credit control<\/strong> within a high-volume or complex environment.<\/li>\n<li data-section-id=\"s3layz\" data-start=\"2834\" data-end=\"2918\">Proven experience leading and developing a sizeable, high-performing finance team.<\/li>\n<li data-section-id=\"rx7awi\" data-start=\"2919\" data-end=\"3022\">Strong background in <strong data-start=\"2942\" data-end=\"3021\">process improvement, systems change, and finance transformation initiatives<\/strong>.<\/li>\n<li data-section-id=\"18idwz6\" data-start=\"3023\" data-end=\"3101\">Excellent technical accounting knowledge combined with commercial awareness.<\/li>\n<li data-section-id=\"1cm3ew2\" data-start=\"3102\" data-end=\"3208\">Demonstrated ability to analyse complex information, challenge constructively, and make sound decisions.<\/li>\n<li data-section-id=\"b2g4lk\" data-start=\"3209\" data-end=\"3319\">Strong communicator with the ability to simplify complex financial information for non-finance stakeholders.<\/li>\n<li data-section-id=\"1cwwkg5\" data-start=\"3320\" 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This is a highly visible, business-facing role partnering with underwriting, product, and leadership teams to support growth across both admitted and non-admitted platforms.<\/p>\n<p> This opportunity is ideal for attorneys with insurance regulatory or corporate experience who are looking to deepen their exposure to P&C in-house and <strong>work more closely with the business<\/strong>, especially those seeking a<strong> move in-house from private practice<\/strong> for stronger work\/life balance. <\/p>\n<h2>Role & Responsibilities<\/h2>\n<ul>\n<li>Advise on insurance regulatory and compliance matters across U.S. entities<\/li>\n<li>Partner with internal stakeholders on product development, filings, and regulatory strategy <\/li>\n<li>Support interactions with state insurance regulators, including inquiries and filings<\/li>\n<li>Assist with product filings, endorsements, and related regulatory requirements<\/li>\n<li>Provide guidance on corporate governance and internal compliance initiatives<\/li>\n<li>Draft, review, and negotiate commercial agreements and advise on legal risk<\/li>\n<li>Monitor legal and regulatory developments impacting the business<\/li>\n<li>Collaborate cross-functionally on broader legal and operational projects<\/li>\n<\/ul>\n<h2>Qualifications<\/h2>\n<ul>\n<li><strong>MUST HAVE <\/strong>Juris Doctor<\/li>\n<li><strong><strong>MUST HAVE <\/strong><\/strong>admission and in good standing with the NY or CT Bar<\/li>\n<li><strong>MUST HAVE <\/strong>4+ years of legal experience, within P&C insurance regulatory, compliance, and\/or corporate law<\/li>\n<li>BigLaw experience (strong private practice and in-house experience accepted – MUST have most if not all skillsets)<\/li>\n<li>Experience with product filings, endorsements, and\/or regulatory submissions<\/li>\n<li>Strong drafting and negotiation skills across commercial agreements<\/li>\n<\/ul>\n<p><strong>Nice to Have:<\/strong><\/p>\n<ul>\n<li>Exposure to reinsurance markets<\/li>\n<li>International or cross-border experience<\/li>\n<\/ul>\n<h2>Compensation & Benefits<\/h2>\n<ul>\n<li>Base Salary: ~ $150,000 – $200,000<\/li>\n<li>Bonus: ~20% discretionary (with upside)<\/li>\n<li>401k match (up to 6%, immediate vesting)<\/li>\n<li>ESPP eligibility<\/li>\n<li>Strong PTO + full medical, dental, vision<\/li>\n<\/ul>\n<h3> <\/h3>\n<h2>Location & Work Model<\/h2>\n<ul>\n<li>NYC or Connecticut (back-up location is Long Island)<\/li>\n<li>Hybrid: 4 days in office, 1 day remote<\/li>\n<\/ul>\n<h3> <\/h3>\n<h2>Why This Role?<\/h2>\n<p>This is an opportunity to join a globally recognized insurance platform and work directly with the business on high-impact regulatory and product initiatives. The role offers strong visibility, hands-on experience across multiple lines, and long-term growth within a collaborative legal and compliance team. <\/p>\n<p><img decoding=\"async\" src=\"https:\/\/counter.adcourier.com\/Tmljb2xldHRlLkZhbHZvLjIwNzkyLjExMzA5QG9saXZlcmphbWVzYXNzb2NpYXRlcy5hcGxpdHJhay5jb20.gif\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>[In-House] AVP, Associate General Counsel – P&C Insurance Regulatory [NYC or CT] Our client, a global P&C insurance carrier is seeking an attorney to support regulatory, compliance, and corporate matters across its U.S. operations. 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The role partners closely with underwriting, product, and claims teams on policy wording, coverage interpretation, filings, and governance of complex P&C insurance structures, including reinsurance-supported programs.<\/p>\n<\/p>\n<p>Role & Responsibilities<\/p>\n<ul class=\"ce42b996 _80544c7b\">\n<li data-section-id=\"khh3ye\" data-start=\"467\" data-end=\"555\">Advise on insurance product development, policy wording, and coverage interpretation<\/li>\n<li data-section-id=\"fgwo2m\" data-start=\"556\" data-end=\"619\">Support filings, endorsements, and state regulatory matters<\/li>\n<li data-section-id=\"17zbfmj\" data-start=\"620\" data-end=\"683\">Partner with underwriting on product structure and strategy<\/li>\n<li data-section-id=\"1bo03mj\" data-start=\"684\" data-end=\"742\">Assist with reinsurance-related program considerations<\/li>\n<li data-section-id=\"1ox19j8\" data-start=\"743\" data-end=\"799\">Draft and review insurance and commercial agreements<\/li>\n<\/ul>\n<p>Qualifications<\/p>\n<ul class=\"ce42b996 _80544c7b\">\n<li data-section-id=\"3k4nh4\" data-start=\"826\" data-end=\"894\">Juris Doctor<\/li>\n<li data-section-id=\"3k4nh4\" data-start=\"826\" data-end=\"894\">Active U.S. Bar Admission<\/li>\n<li data-section-id=\"3k4nh4\" data-start=\"826\" data-end=\"894\">5+ years in P&C (property and casualty insurance) \/ reinsurance law (e.g. product, wordings)<\/li>\n<li data-section-id=\"2fr89h\" data-start=\"895\" data-end=\"961\">Experience with policy wording, filings, or insurance products<\/li>\n<li data-section-id=\"1b3yjo3\" data-start=\"962\" data-end=\"1007\">Strong drafting and regulatory experience<\/li>\n<\/ul>\n<p>Compensation<\/p>\n<ul class=\"ce42b996 _80544c7b\">\n<li>Base Salary: TBD<\/li>\n<li>Location: Connecticut (or willingness to commute\/relocate)<\/li>\n<\/ul>\n<p><img decoding=\"async\" src=\"https:\/\/counter.adcourier.com\/Tmljb2xldHRlLkZhbHZvLjQ2NjAxLjExMzA5QG9saXZlcmphbWVzYXNzb2NpYXRlcy5hcGxpdHJhay5jb20.gif\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Insurance Product Counsel – P&C \/ Reinsurance Our client, a global insurance organization, is seeking an attorney to support insurance product, regulatory, and commercial matters across its U.S. operations. The role partners closely with underwriting, product, and claims teams on policy wording, coverage interpretation,…<\/p>\n","protected":false},"author":0,"featured_media":0,"template":"","meta":{"_acf_changed":false},"jobrelay_source":[1247,1248],"discipline":[23],"industry":[],"contract_type":[1351],"vacancy_type":[1274],"location":[1320],"class_list":["post-8539","job","type-job","status-publish","hentry","discipline-legal","location-connecticut"],"acf":{"job_reference":"JOB-042026-303895_1776267285","job_type":"Permanent","job_industry":"Legal","working_arrangement":"","featured":"","start_date":"","expiry_date":"2026-04-22","salary_currency":"USD","salary_from":"","salary_to":"","salary_per":"","salary_benefits":"","salary":"Negotiable","custom_data":"","application_email":"Nicolette.Falvo.46601.11309@oliverjamesassociates.aplitrak.com","application_url":"https:\/\/www.aplitrak.com\/?adid=Tmljb2xldHRlLkZhbHZvLjQ2NjAxLjExMzA5QG9saXZlcmphbWVzYXNzb2NpYXRlcy5hcGxpdHJhay5jb20","contact_name":"Nicolette Falvo","contact_email":"Nicolette.Falvo@oliverjames.com","contact_telephone":"","contact_url":"","company_name":"","company_tagline":"","company_website":"","company_twitter":"","company_logo":"","company_video":"","job_location":"Connecticut","job_location_raw":"North America > USA > Connecticut","geo_lat":"41.6032207","geo_long":"-73.087749","geo_formatted_address":"Connecticut, USA","geo_city":"","geo_country_short":"US","geo_country_long":"United States","geo_administrative_area_level_2_short":"","geo_administrative_area_level_2_long":"","geo_administrative_area_level_1_short":"CT","geo_administrative_area_level_1_long":"Connecticut","talentlink_job_id":""},"yoast_head":"<!-- This site is optimized with the Yoast SEO Premium plugin v26.7 (Yoast SEO v27.3) - 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This is a senior leadership role with full accountability for one of the larger tied agency forces in the market – several thousand agents – and the commercial results they deliver.<\/p>\n<p class=\"body\">The business has genuine ambition: to grow its agency headcount, raise productivity, and sharpen the quality of the customer proposition. This role is the engine of that agenda.<\/p>\n<hr class=\"divider\" \/>\n<p class=\"section-label\"><strong>What you will own<\/strong><\/p>\n<ul class=\"body-list\">\n<li>Full P&L ownership of the agency channel – recruitment, retention, productivity, and revenue<\/li>\n<li>Agency force strategy: structure, tiering, incentive design, and performance management<\/li>\n<li>Agent development – training, licensing pipeline, and leadership cultivation at all levels of the agency hierarchy<\/li>\n<li>Driving activity management disciplines and a culture of consistent, measurable sales performance<\/li>\n<li>Engagement with regulators and compliance requirements as they apply to the agency channel<\/li>\n<\/ul>\n<hr class=\"divider\" \/>\n<p class=\"section-label\"><strong>Who we are looking for<\/strong><\/p>\n<p class=\"body\">You are a senior distribution leader with a track record of growing and managing large tied agency forces in Hong Kong or a closely comparable market. You understand the cultural dynamics of Chinese agency models – how to motivate, lead, and develop agents and agency leaders at scale – and you have the numbers to prove it.<\/p>\n<p class=\"body\">Current or recent CAO or equivalent head-of-agency experience is the benchmark. Bilingual capability in English and Mandarin is essential for this role, Cantonese advantageous.<\/p>\n<p><img decoding=\"async\" src=\"https:\/\/counter.adcourier.com\/dHdlLjk4MDMyLjExMzA5QG9saXZlcmphbWVzYXNzb2NpYXRlcy5hcGxpdHJhay5jb20.gif\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Chief Agency Officer Major Chinese life insurer – Hong Kong The opportunity A major Chinese life insurer with a substantial and established agency presence in Hong Kong is seeking a Chief Agency Officer. This is a senior leadership role with full accountability for one…<\/p>\n","protected":false},"author":0,"featured_media":0,"template":"","meta":{"_acf_changed":false},"jobrelay_source":[1247,1248],"discipline":[25],"industry":[],"contract_type":[1225],"vacancy_type":[1274],"location":[1292],"class_list":["post-8538","job","type-job","status-publish","hentry","discipline-life-insurance","location-hong-kong"],"acf":{"job_reference":"JOB-112025-293021_1776266554","job_type":"Permanent","job_industry":"Life Insurance","working_arrangement":"","featured":"","start_date":"","expiry_date":"2026-04-22","salary_currency":"HKD","salary_from":"","salary_to":"","salary_per":"","salary_benefits":"","salary":"Negotiable","custom_data":"","application_email":"twe.98032.11309@oliverjamesassociates.aplitrak.com","application_url":"https:\/\/www.aplitrak.com\/?adid=dHdlLjk4MDMyLjExMzA5QG9saXZlcmphbWVzYXNzb2NpYXRlcy5hcGxpdHJhay5jb20","contact_name":"Toby Weston","contact_email":"Toby.Weston@ojexecutive.com","contact_telephone":"+65 3158 0759","contact_url":"","company_name":"","company_tagline":"","company_website":"","company_twitter":"","company_logo":"","company_video":"","job_location":"Hong Kong","job_location_raw":"Asia > Hong Kong","geo_lat":"22.3193039","geo_long":"114.1693611","geo_formatted_address":"Hong Kong","geo_city":"","geo_country_short":"HK","geo_country_long":"Hong Kong","geo_administrative_area_level_2_short":"","geo_administrative_area_level_2_long":"","geo_administrative_area_level_1_short":"","geo_administrative_area_level_1_long":"","talentlink_job_id":""},"yoast_head":"<!-- This site is optimized with the Yoast SEO Premium plugin v26.7 (Yoast SEO v27.3) - 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The business has a clear growth mandate and the backing of a regional headquarters with genuine strategic investment appetite.<\/p>\n<p class=\"body\">This is a role for a leader who knows how to build – not just manage – an agency force, and who is comfortable operating in close alignment with regional stakeholders on strategy, standards, and execution.<\/p>\n<hr class=\"divider\" \/>\n<p class=\"section-label\"><strong>What you will own<\/strong><\/p>\n<ul class=\"body-list\">\n<li>Leadership of the tied agency channel: growth, productivity, and overall performance<\/li>\n<li>Agency recruitment strategy and management of the agent lifecycle from onboarding through to senior agency leader development<\/li>\n<li>Incentive structures, activity management, and the operational rhythms that drive a high-performance sales culture<\/li>\n<li>Relationship with regional headquarters – translating group strategy into local execution, and representing the Thailand agency model upward<\/li>\n<li>Regulatory engagement and compliance across the agency channel<\/li>\n<\/ul>\n<hr class=\"divider\" \/>\n<p class=\"section-label\"><strong>Who we are looking for<\/strong><\/p>\n<p class=\"body\">You are a proven agency distribution leader with CAO or equivalent experience in a life insurance business of meaningful scale. Experience in Thailand or broader Southeast Asia is advantageous, though candidates from comparable markets will be considered where the distribution background is strong.<\/p>\n<p class=\"body\">The regional dimension of this role means comfort operating across cultures and in a matrix environment is important. This is not a purely local execution role – there is genuine influence to be had at a broader level for the right individual.<\/p>\n<\/div>\n<p><img decoding=\"async\" src=\"https:\/\/counter.adcourier.com\/dHdlLjY0MzU1LjExMzA5QG9saXZlcmphbWVzYXNzb2NpYXRlcy5hcGxpdHJhay5jb20.gif\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Chief Agency Officer Multinational life insurer – Thailand The opportunity A multinational life insurer operating in Thailand is seeking a Chief Agency Officer to lead and accelerate the performance of its tied agency channel. The business has a clear growth mandate and the backing…<\/p>\n","protected":false},"author":0,"featured_media":0,"template":"","meta":{"_acf_changed":false},"jobrelay_source":[1247,1248],"discipline":[25],"industry":[],"contract_type":[1351],"vacancy_type":[1274],"location":[1654],"class_list":["post-8537","job","type-job","status-publish","hentry","discipline-life-insurance","location-thailand"],"acf":{"job_reference":"JOB-012026-298020_1776265174","job_type":"Permanent","job_industry":"Life Insurance","working_arrangement":"","featured":"","start_date":"","expiry_date":"2026-04-22","salary_currency":"HKD","salary_from":"","salary_to":"","salary_per":"","salary_benefits":"","salary":"Negotiable","custom_data":"","application_email":"twe.64355.11309@oliverjamesassociates.aplitrak.com","application_url":"https:\/\/www.aplitrak.com\/?adid=dHdlLjY0MzU1LjExMzA5QG9saXZlcmphbWVzYXNzb2NpYXRlcy5hcGxpdHJhay5jb20","contact_name":"Toby Weston","contact_email":"Toby.Weston@ojexecutive.com","contact_telephone":"+65 3158 0759","contact_url":"","company_name":"","company_tagline":"","company_website":"","company_twitter":"","company_logo":"","company_video":"","job_location":"Thailand","job_location_raw":"Asia > Thailand","geo_lat":"15.870032","geo_long":"100.992541","geo_formatted_address":"Thailand","geo_city":"","geo_country_short":"TH","geo_country_long":"Thailand","geo_administrative_area_level_2_short":"","geo_administrative_area_level_2_long":"","geo_administrative_area_level_1_short":"","geo_administrative_area_level_1_long":"","talentlink_job_id":""},"yoast_head":"<!-- This site is optimized with the Yoast SEO Premium plugin v26.7 (Yoast SEO v27.3) - https:\/\/yoast.com\/product\/yoast-seo-premium-wordpress\/ -->\n<title>Chief Agency Officer - Thailand - Oliver James<\/title>\n<meta name=\"description\" content=\"Chief Agency Officer role in Thailand with a multinational life insurer, leading agency growth, 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Broker Dealer Compliance"},"content":{"rendered":"<p><h3 data-section-id=\"1aimdij\" data-start=\"283\" data-end=\"312\"><strong data-start=\"287\" data-end=\"312\">About the Opportunity<\/strong><\/h3>\n<p data-start=\"313\" data-end=\"513\">A global financial institution is seeking a <strong data-start=\"357\" data-end=\"390\">AVP Compliance<\/strong> to join its U.S. broker-dealer compliance team supporting North American corporate banking and capital markets activities.<\/p>\n<p data-start=\"515\" data-end=\"693\">This is a <strong data-start=\"525\" data-end=\"568\">high-impact, generalist compliance role<\/strong> within a <strong data-start=\"578\" data-end=\"591\">lean team<\/strong>, offering strong visibility, ownership, and exposure to cross-border (U.S.\/UK) regulatory frameworks.<\/p>\n<p data-start=\"695\" data-end=\"749\">The platform supports a range of businesses including:<\/p>\n<ul data-start=\"750\" data-end=\"858\">\n<li data-section-id=\"ye2soa\" data-start=\"750\" data-end=\"774\">Debt Capital Markets<\/li>\n<li data-section-id=\"enbnqt\" data-start=\"775\" data-end=\"793\">Bond Syndicate<\/li>\n<li data-section-id=\"10z60n3\" data-start=\"794\" data-end=\"816\">Private Placements<\/li>\n<li data-section-id=\"gcfwr0\" data-start=\"817\" data-end=\"858\">FX, Rates, and Credit Sales & Trading<\/li>\n<\/ul>\n<hr data-start=\"860\" data-end=\"863\" \/>\n<h3 data-section-id=\"1cg918x\" data-start=\"865\" data-end=\"886\"><strong data-start=\"869\" data-end=\"886\">Role Overview<\/strong><\/h3>\n<ul data-start=\"887\" data-end=\"1135\">\n<li data-section-id=\"y7ag21\" data-start=\"887\" data-end=\"945\">Reports into and supports the Chief Compliance Officer<\/li>\n<li data-section-id=\"1qc8f30\" data-start=\"946\" data-end=\"1051\">Broad coverage across <strong data-start=\"970\" data-end=\"1049\">broker-dealer advisory, licensing & registration, and regulatory compliance<\/strong><\/li>\n<li data-section-id=\"1wcf7tv\" data-start=\"1052\" data-end=\"1135\">Opportunity to take on meaningful responsibility in a <strong data-start=\"1108\" data-end=\"1135\">build-phase environment<\/strong><\/li>\n<\/ul>\n<hr data-start=\"1137\" data-end=\"1140\" \/>\n<h3 data-section-id=\"165gfiz\" data-start=\"1142\" data-end=\"1170\"><strong data-start=\"1146\" data-end=\"1170\">Key Responsibilities<\/strong><\/h3>\n<p data-start=\"1172\" data-end=\"1211\"><strong data-start=\"1172\" data-end=\"1211\">Broker-Dealer Compliance & Advisory<\/strong><\/p>\n<ul data-start=\"1212\" data-end=\"1352\">\n<li data-section-id=\"lrz0k\" data-start=\"1212\" data-end=\"1274\">Advise front office teams on day-to-day compliance matters<\/li>\n<li data-section-id=\"hiqv9n\" data-start=\"1275\" data-end=\"1352\">Support the ongoing development and maintenance of the compliance program<\/li>\n<\/ul>\n<p data-start=\"1354\" data-end=\"1395\"><strong data-start=\"1354\" data-end=\"1395\">Licensing & Registration (Core Focus)<\/strong><\/p>\n<ul data-start=\"1396\" data-end=\"1594\">\n<li data-section-id=\"1mw98fu\" data-start=\"1396\" data-end=\"1537\">Manage and support:\n<ul data-start=\"1420\" data-end=\"1537\">\n<li data-section-id=\"2ir1c\" data-start=\"1420\" data-end=\"1444\">Form U4 \/ U5 filings<\/li>\n<li data-section-id=\"g52qc2\" data-start=\"1447\" data-end=\"1488\">Broker-dealer filings (e.g., Form BD)<\/li>\n<li data-section-id=\"7m0pw0\" data-start=\"1491\" data-end=\"1537\">FINRA continuing education & registrations<\/li>\n<\/ul>\n<\/li>\n<li data-section-id=\"qa6gpu\" data-start=\"1538\" data-end=\"1594\">Utilize <strong data-start=\"1548\" data-end=\"1565\">FINRA Gateway<\/strong> (required) and ideally MCO<\/li>\n<\/ul>\n<p data-start=\"1596\" data-end=\"1629\"><strong data-start=\"1596\" data-end=\"1629\">Employee Compliance Oversight<\/strong><\/p>\n<ul data-start=\"1630\" data-end=\"1773\">\n<li data-section-id=\"ykkp0e\" data-start=\"1630\" data-end=\"1685\">Personal account dealing (PAD) & trade preclearance<\/li>\n<li data-section-id=\"e375lp\" data-start=\"1686\" data-end=\"1723\">Outside Business Activities (OBA)<\/li>\n<li data-section-id=\"oxugl2\" data-start=\"1724\" data-end=\"1773\">Private investments and conflicts of interest<\/li>\n<\/ul>\n<p data-start=\"1775\" data-end=\"1817\"><strong data-start=\"1775\" data-end=\"1817\">Control Room & Surveillance (Exposure)<\/strong><\/p>\n<ul data-start=\"1818\" data-end=\"1927\">\n<li data-section-id=\"1w288w2\" data-start=\"1818\" data-end=\"1846\">Restricted \/ Watch Lists<\/li>\n<li data-section-id=\"1jwjk07\" data-start=\"1847\" data-end=\"1883\">Insider Lists and wall crossings<\/li>\n<li data-section-id=\"zdwlsz\" data-start=\"1884\" data-end=\"1927\">Surveillance handled by a separate team<\/li>\n<\/ul>\n<p data-start=\"1929\" data-end=\"1966\"><strong data-start=\"1929\" data-end=\"1966\">Policies, Procedures & Governance<\/strong><\/p>\n<ul data-start=\"1967\" data-end=\"2160\">\n<li data-section-id=\"1bhxh6w\" data-start=\"1967\" data-end=\"2018\">Draft and maintain compliance policies and WSPs<\/li>\n<li data-section-id=\"9k7gf4\" data-start=\"2019\" data-end=\"2096\">Assist in aligning U.S. policies with an evolving international framework<\/li>\n<li data-section-id=\"fjw5j9\" data-start=\"2097\" data-end=\"2160\">Contribute to building and enhancing supervisory structures<\/li>\n<\/ul>\n<p data-start=\"2162\" data-end=\"2183\"><strong data-start=\"2162\" data-end=\"2183\">Regulatory & Risk<\/strong><\/p>\n<ul data-start=\"2184\" data-end=\"2332\">\n<li data-section-id=\"1f6iuds\" data-start=\"2184\" data-end=\"2233\">Monitor FINRA and SEC regulatory developments<\/li>\n<li data-section-id=\"nq1pu\" data-start=\"2234\" data-end=\"2281\">Support audits, QA, and remediation efforts<\/li>\n<li data-section-id=\"1k5ozui\" data-start=\"2282\" data-end=\"2332\">Assist with documenting and embedding controls<\/li>\n<\/ul>\n<hr data-start=\"2334\" data-end=\"2337\" \/>\n<h3 data-section-id=\"1qb6ima\" data-start=\"2339\" data-end=\"2369\"><strong data-start=\"2343\" data-end=\"2369\">Must-Have Requirements<\/strong><\/h3>\n<ul data-start=\"2370\" data-end=\"2743\">\n<li data-section-id=\"3t2nqb\" data-start=\"2370\" data-end=\"2411\">Strong <strong data-start=\"2379\" data-end=\"2409\">FINRA regulatory knowledge<\/strong><\/li>\n<li data-section-id=\"2tly47\" data-start=\"2412\" data-end=\"2476\">Hands-on experience with <strong data-start=\"2439\" data-end=\"2463\">U4 \/ U5 \/ BD filings<\/strong> (required)<\/li>\n<li data-section-id=\"17v069e\" data-start=\"2477\" data-end=\"2562\">Experience with:\n<ul data-start=\"2498\" data-end=\"2562\">\n<li data-section-id=\"1g12djt\" data-start=\"2498\" data-end=\"2520\">Trade preclearance<\/li>\n<li data-section-id=\"1rsuivr\" data-start=\"2523\" data-end=\"2531\">OBAs<\/li>\n<li data-section-id=\"iwen3x\" data-start=\"2534\" data-end=\"2562\">Personal account dealing<\/li>\n<\/ul>\n<\/li>\n<li data-section-id=\"14osqyi\" data-start=\"2563\" data-end=\"2591\">High attention to detail<\/li>\n<li data-section-id=\"1xajxr\" data-start=\"2592\" data-end=\"2650\">Ability to operate independently in a lean environment<\/li>\n<li data-section-id=\"1xzgrum\" data-start=\"2651\" data-end=\"2690\">Strong written communication skills<\/li>\n<li data-section-id=\"1wvlva9\" data-start=\"2691\" data-end=\"2743\">Comfortable interfacing with senior stakeholders<\/li>\n<\/ul>\n<hr data-start=\"2745\" data-end=\"2748\" \/>\n<h3 data-section-id=\"1p0j281\" data-start=\"2750\" data-end=\"2782\"><strong data-start=\"2754\" data-end=\"2782\">Preferred Qualifications<\/strong><\/h3>\n<ul data-start=\"2783\" data-end=\"3043\">\n<li data-section-id=\"1bk60gv\" data-start=\"2783\" data-end=\"2834\">FINRA Gateway experience (expected in practice)<\/li>\n<li data-section-id=\"1ey56ly\" data-start=\"2835\" data-end=\"2868\">MCO experience (nice to have)<\/li>\n<li data-section-id=\"17hnnen\" data-start=\"2869\" data-end=\"2926\">Exposure to Control Room \/ capital markets compliance<\/li>\n<li data-section-id=\"ye5k8g\" data-start=\"2927\" data-end=\"2965\">Series 7 (preferred, not required)<\/li>\n<li data-section-id=\"rio42f\" data-start=\"2966\" data-end=\"3043\">Experience within:\n<ul data-start=\"2989\" data-end=\"3043\">\n<li data-section-id=\"11kknsz\" data-start=\"2989\" data-end=\"3006\">Foreign banks<\/li>\n<li data-section-id=\"ltv17h\" data-start=\"3009\" data-end=\"3043\">Smaller or lean broker-dealers<\/li>\n<\/ul>\n<\/li>\n<\/ul>\n<p><img decoding=\"async\" src=\"https:\/\/counter.adcourier.com\/RWxsaWUuR2l2ZW5zLjM2ODcxLjExMzA5QG9saXZlcmphbWVzYXNzb2NpYXRlcy5hcGxpdHJhay5jb20.gif\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>About the Opportunity A global financial institution is seeking a AVP Compliance to join its U.S. broker-dealer compliance team supporting North American corporate banking and capital markets activities. 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