.

Duties:

• Has experience in FATCA / CRS processes (effecting registrations with Cayman and US authorities, reviewing subscription documents and effecting annual filings of investors with the Cayman DITC
• Liaise with external compliance consultant on compliance routine work and new regulatory requirement.
• Be involved in day-to-day product compliance and legal work (such as update of offering documents, regulatory reporting, etc.) in respect of different types of funds including SFC-authorised funds, UCITS ETFs and Cayman private funds
• Assist in setting up investment compliance controls in Bloomberg AIM CMGR and daily monitoring
• Monitor regulatory changes and developments in relation to businesses and products in respect of the relevant jurisdictions (including HK, mainland China and EU), assess impact and advise the Head of Compliance
• Assist in KYC/CDD/AML review and monitoring
• Provide support on ad-hoc projects as requested

Qualification requirements:

• Degree in Law, Finance or Accounting or related disciplines
• Minimum 3 - 5 years of compliance experience in financial institutions
• Excellent written and spoken English and Chinese
• High ethics and integrity, attention to details, ability to work independently with minimal supervision
• Good business acumen with strong-learning and problem-solving skill and good interpersonal and communication skills