My Client is a Financial Advisory Firm, where we are looking for Regulatory Compliance AM/M to join the team.
Responsibility:
- Provide compliance advisory to internal stakeholders on new regulatory developments/updates.
- Oversee the company wide Regulatory Compliance registers (MAS, FA Act, LIA Members Undertaking Guidelines etc.).
- Conduct risk assessment and gap analysis on key compliance risks, new regulatory initiatives, and requirements.
- Assist to construct and update the regulatory compliance program
Requirements:
- Minimum 3 years of working experience in financial industry, preferably in the insurance industry doing compliance-related work. Sound knowledge of the insurance industry, particular in the area of regulatory/industry requirements, e.g. FAA, MAS regulations (Notice/Guideline/Circulars), Insurance Act, LIA guidelines, PDPA.