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Regulatory Compliance Manager/Assistant Manager

  • Location:

    Singapore

  • Sector:

    Risk & Compliance

  • Job type:

    Permanent

  • Salary:

    Negotiable

  • Contact:

    Leonard Lim

  • Contact email:

    Leonard.Lim@oliverjames.com

  • Job ref:

    JOB-102022-182127_1664874660

  • Published:

    over 1 year ago

  • Expiry date:

    2022-11-03

  • Startdate:

    ASAP

My Client is a Financial Advisory Firm, where we are looking for Regulatory Compliance AM/M to join the team.

Responsibility:

  • Provide compliance advisory to internal stakeholders on new regulatory developments/updates.
  • Oversee the company wide Regulatory Compliance registers (MAS, FA Act, LIA Members Undertaking Guidelines etc.).
  • Conduct risk assessment and gap analysis on key compliance risks, new regulatory initiatives, and requirements.
  • Assist to construct and update the regulatory compliance program

Requirements:

  • Minimum 3 years of working experience in financial industry, preferably in the insurance industry doing compliance-related work. Sound knowledge of the insurance industry, particular in the area of regulatory/industry requirements, e.g. FAA, MAS regulations (Notice/Guideline/Circulars), Insurance Act, LIA guidelines, PDPA.

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