[{"id":12285,"date":"2026-08-03T16:19:08","date_gmt":"2026-08-03T16:19:08","guid":{"rendered":"https:\/\/www.oliverjames.com\/jobs\/controller-pc-insurance\/"},"modified":"2026-08-03T16:19:14","modified_gmt":"2026-08-03T16:19:14","slug":"controller-pc-insurance-12285","status":"publish","type":"job","link":"https:\/\/www.oliverjames.com\/nl\/jobs\/controller-pc-insurance-12285\/","title":{"rendered":"Controller \/ P&amp;C Insurance"},"content":{"rendered":"<div>\n<p class=\"PDq2pG_selectionAnchorContainer\" data-start=\"0\" data-end=\"70\"><strong data-start=\"0\" data-end=\"70\">Controller | Property &amp; Casualty Insurance | Florida (on-site)<\/strong><\/p>\n<p data-start=\"72\" data-end=\"466\">I&#8217;m currently partnering with a well-established and growing P&amp;C insurance organization to appoint a <strong data-start=\"173\" data-end=\"187\">Controller<\/strong>. This is a broad leadership opportunity for an experienced insurance accounting professional looking to play a key role in the finance function and work closely with executive leadership on both day-to-day operations and long-term strategy.<\/p>\n<p data-start=\"468\" data-end=\"488\"><strong data-start=\"468\" data-end=\"488\">The opportunity:<\/strong><\/p>\n<p data-start=\"490\" data-end=\"593\">You&#8217;ll lead the Corporate Accounting function while overseeing Premium Accounting, taking ownership of:<\/p>\n<ul data-start=\"594\" data-end=\"1070\">\n<li data-section-id=\"3ye0sc\" data-start=\"594\" data-end=\"659\">GAAP and STAT monthly, quarterly and annual financial reporting<\/li>\n<li data-section-id=\"7392r5\" data-start=\"660\" data-end=\"712\">External audit management and regulatory reporting<\/li>\n<li data-section-id=\"1arvuz\" data-start=\"713\" data-end=\"754\">Reinsurance accounting and recoverables<\/li>\n<li data-section-id=\"8qweef\" data-start=\"755\" data-end=\"788\">Budgeting, forecasting and FP&amp;A<\/li>\n<li data-section-id=\"1dx51x\" data-start=\"789\" data-end=\"840\">Cash flow forecasting, treasury and tax oversight<\/li>\n<li data-section-id=\"ihuj23\" data-start=\"841\" data-end=\"913\">Cost centre budgeting and business partnering with operational leaders<\/li>\n<li data-section-id=\"18g3r67\" data-start=\"914\" data-end=\"969\">Leading, mentoring and developing the accounting team<\/li>\n<li data-section-id=\"1m3m75r\" data-start=\"970\" data-end=\"1070\">Supporting strategic initiatives alongside senior leadership<\/li>\n<\/ul>\n<p data-start=\"1072\" data-end=\"1107\"><strong data-start=\"1072\" data-end=\"1107\">We&#8217;re looking for someone with:<\/strong><\/p>\n<ul data-start=\"1109\" data-end=\"1480\">\n<li data-section-id=\"vudr38\" data-start=\"1109\" data-end=\"1185\">7+ years of accounting experience, including 5+ years within P&amp;C insurance<\/li>\n<li data-section-id=\"zdv2dv\" data-start=\"1186\" data-end=\"1243\">Strong knowledge of GAAP, STAT and regulatory reporting<\/li>\n<li data-section-id=\"n9w2k2\" data-start=\"1244\" data-end=\"1301\">Experience leading audits, financial reporting and FP&amp;A<\/li>\n<li data-section-id=\"1x95lay\" data-start=\"1302\" data-end=\"1341\">Previous people leadership experience<\/li>\n<li data-section-id=\"bjp7ko\" data-start=\"1342\" data-end=\"1357\">CPA preferred<\/li>\n<li data-section-id=\"1rq6icq\" data-start=\"1358\" data-end=\"1480\">A proactive mindset with the ability to influence stakeholders across the business<\/li>\n<\/ul>\n<p data-start=\"1482\" data-end=\"1693\" data-is-last-node=\"\" data-is-only-node=\"\">If you&#8217;re an experienced insurance accounting leader looking for your next move, or know someone who could be a good fit, I&#8217;d be happy to have a confidential conversation. Please feel free to reach out directly at harry.young@oliverjames.com<\/p>\n<p data-start=\"1482\" data-end=\"1693\" data-is-last-node=\"\" data-is-only-node=\"\">\n<\/div>\n<p><img decoding=\"async\" src=\"https:\/\/counter.adcourier.com\/SGFycnkuWW91bmcuNzM1NzkuMTEzMDlAb2xpdmVyamFtZXNhc3NvY2lhdGVzLmFwbGl0cmFrLmNvbQ.gif\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Controller | Property &amp; Casualty Insurance | Florida (on-site) I&#8217;m currently partnering with a well-established and growing P&amp;C insurance organization to appoint a Controller. This is a broad leadership opportunity for an experienced insurance accounting professional looking to play a key role in the&#8230;<\/p>\n","protected":false},"author":0,"featured_media":0,"template":"","meta":{"_acf_changed":false},"jobrelay_source":[1247,1248],"discipline":[26],"industry":[],"contract_type":[1225],"vacancy_type":[1274],"work_type":[1703],"location":[1554],"class_list":["post-12285","job","type-job","status-publish","hentry","discipline-non-life","location-sarasota"],"acf":{"job_reference":"JOB-072026-311818_1785773947","job_type":"Permanent","job_industry":"Non-life","working_arrangement":"Office based","featured":"","start_date":"","expiry_date":"2026-08-31","salary_currency":"USD","salary_from":"150000","salary_to":"170000","salary_per":"annum","salary_benefits":"+ bonus","salary":"US$150000 - US$170000 per annum + + bonus","custom_data":"","application_email":"Harry.Young.73579.11309@oliverjamesassociates.aplitrak.com","application_url":"https:\/\/www.aplitrak.com\/?adid=SGFycnkuWW91bmcuNzM1NzkuMTEzMDlAb2xpdmVyamFtZXNhc3NvY2lhdGVzLmFwbGl0cmFrLmNvbQ","contact_name":"Harry Young","contact_email":"Harry.Young@oliverjames.com","contact_telephone":"+16463986913","contact_url":"","company_name":"","company_tagline":"","company_website":"","company_twitter":"","company_logo":"","company_video":"","job_location":"Sarasota, Florida","job_location_raw":"N. 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Functional Lead (S\/4HANA Public Cloud)"},"content":{"rendered":"<div>\n<p><strong>SAP Functional Lead (S\/4HANA Public Cloud) &#8211; Financial Services \/ Fund Management<\/strong><\/p>\n<p> <strong>Contract | 12 Months | Up to \u00a3700\/day (Outside IR35) | 2-3 days\/week in London | UK-based, no sponsorship<\/strong><\/p>\n<p>A specialist infrastructure investment manager is seeking an experienced SAP Functional Lead to join their Finance Systems Team on a 12-month contract, playing a key role in optimising their S\/4HANA Public Cloud solution and supporting the next phases of their SAP roadmap.<\/p>\n<p>This is a hands-on, senior consulting position covering both strategic input and day-to-day operational support &#8211; working closely with internal stakeholders, the Head of Finance Systems, and an external implementation partner.<\/p>\n<p><strong>What you&#8217;ll be doing:<\/strong><\/p>\n<ul>\n<li>Collaborating with internal Team Leads and an external partner to shape 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Statutory Accounting"},"content":{"rendered":"<\/p>\n<p data-start=\"192\" data-end=\"337\">Oliver James is currently partnering with a leading global property and casualty insurance organization seeking a Manager, Statutory Accounting to join its finance team.<\/p>\n<p data-start=\"339\" data-end=\"791\">This position will play an important role in the company&#8217;s statutory and GAAP reporting processes, with responsibility for financial close activities, general-ledger reconciliations, regulatory reporting, and investment-related accounting. The successful candidate will work closely with broader finance team to ensure financial information is accurate, properly supported, and submitted within required deadlines.<\/p>\n<p data-start=\"793\" data-end=\"992\">\n<h2 data-section-id=\"18w7bso\" data-start=\"994\" data-end=\"1017\">Key Responsibilities:<\/h2>\n<ul data-start=\"1638\" data-end=\"2144\">\n<li data-section-id=\"loe2jc\" data-start=\"1053\" data-end=\"1124\">Lead the preparation of quarterly and annual statutory filings<\/li>\n<li data-section-id=\"1pw6ujc\" data-start=\"1125\" data-end=\"1187\">Support GAAP financial reporting and submission requirements<\/li>\n<li data-section-id=\"bw749u\" data-start=\"1188\" data-end=\"1301\">Prepare statutory financial reports requested by state regulators, legal teams, and other internal stakeholders<\/li>\n<li data-section-id=\"gayx40\" data-start=\"1302\" data-end=\"1421\">Ensure financial information is reported accurately and in accordance with applicable statutory accounting principles<\/li>\n<li data-section-id=\"16as3vm\" data-start=\"1422\" data-end=\"1494\">Maintain supporting schedules and documentation for regulatory filings<\/li>\n<li data-section-id=\"1a004eh\" data-start=\"1495\" data-end=\"1596\">Assist with data verification and investigate discrepancies identified during the reporting process<\/li>\n<li data-section-id=\"19ch86a\" data-start=\"1638\" data-end=\"1696\">Support quarterly and year-end financial close processes<\/li>\n<li data-section-id=\"2n0413\" data-start=\"1697\" data-end=\"1766\">Prepare and post journal entries, accruals, and account adjustments<\/li>\n<li data-section-id=\"yp0z8p\" data-start=\"1767\" data-end=\"1851\">Complete balance-sheet account reconciliations and resolve outstanding differences<\/li>\n<li data-section-id=\"u6sqqy\" data-start=\"1852\" data-end=\"1909\">Perform general-ledger and bank-account reconciliations<\/li>\n<li data-section-id=\"pwoqpm\" data-start=\"1910\" data-end=\"1971\">Maintain the accuracy and integrity of operational accounts<\/li>\n<li data-section-id=\"b1nbzv\" data-start=\"1972\" data-end=\"2064\">Review financial activity for completeness, accuracy, and appropriate accounting treatment<\/li>\n<li data-section-id=\"11hiucy\" data-start=\"2065\" data-end=\"2144\">Assist with audit requests and provide supporting documentation when required<\/li>\n<\/ul>\n<h2 data-section-id=\"1fm6vrb\" data-start=\"2776\" data-end=\"2793\">Qualifications:<\/h2>\n<ul data-start=\"2795\" data-end=\"3354\">\n<li data-section-id=\"osk0al\" data-start=\"2795\" data-end=\"2862\">Bachelor&#8217;s degree in Accounting, Finance, or a related discipline<\/li>\n<li data-section-id=\"10rxyw\" data-start=\"2930\" data-end=\"3003\">7+ years of experience within property and casualty insurance required with an emphasis on statutory reporting<\/li>\n<li data-section-id=\"1u7c28a\" data-start=\"3087\" data-end=\"3186\">Experience with general-ledger accounting, journal entries, accruals, and account reconciliations<\/li>\n<li data-section-id=\"1pltlj5\" data-start=\"3187\" data-end=\"3249\">Understanding of corporate accounting and finance principles<\/li>\n<li data-section-id=\"1g0ulyy\" data-start=\"3250\" data-end=\"3281\">Strong Microsoft Excel skills<\/li>\n<li data-section-id=\"cb974t\" data-start=\"3282\" data-end=\"3354\">CPA designation or progress toward a CPA is preferred but not required<\/li>\n<\/ul>\n<h2 data-section-id=\"6t85pa\" data-start=\"3356\" data-end=\"3379\"> <\/h2>\n<p style=\"margin: 0in;font-family: Verdana;font-size: 10.0pt;color: #2f2f2f\"><span style=\"font-style: italic;background: white\">To be considered for this opportunity, please apply using the prompts provided. Alternatively, please reach out to Adam Salvadori at adam.salvadori@oliverjames.com.<\/span><\/p>\n<p style=\"margin: 0in;font-family: Verdana;font-size: 10.0pt;color: #2f2f2f\"><span style=\"font-style: italic;background: white\">Please note that given the number of applicants only those candidates with the relevant skill set can be considered.<\/span><\/p>\n<p style=\"margin: 0in;font-family: Verdana;font-size: 8.25pt;color: #2f2f2f\"><span style=\"background: white\"> <\/span><\/p>\n<\/p>\n<h1> <\/h1>\n<p><img decoding=\"async\" src=\"https:\/\/counter.adcourier.com\/QWRhbS5TYWx2YWRvcmkuMjkwOTAuMTEzMDlAb2xpdmVyamFtZXNhc3NvY2lhdGVzLmFwbGl0cmFrLmNvbQ.gif\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Oliver James is currently partnering with a leading global property and casualty insurance organization seeking a Manager, Statutory Accounting to join its finance team. This position will play an important role in the company&#8217;s statutory and GAAP reporting processes, with responsibility for financial close&#8230;<\/p>\n","protected":false},"author":0,"featured_media":0,"template":"","meta":{"_acf_changed":false},"jobrelay_source":[1247,1248],"discipline":[19],"industry":[],"contract_type":[1225],"vacancy_type":[1274],"work_type":[],"location":[1310],"class_list":["post-12281","job","type-job","status-publish","hentry","discipline-accountancy-finance","location-new-york"],"acf":{"job_reference":"JOB-062026-307520_1785771629","job_type":"Permanent","job_industry":"Accountancy & Finance","working_arrangement":"","featured":"","start_date":"","expiry_date":"2026-08-31","salary_currency":"USD","salary_from":"140000","salary_to":"185000","salary_per":"annum","salary_benefits":"","salary":"US$140000 - US$185000 per annum","custom_data":"","application_email":"Adam.Salvadori.29090.11309@oliverjamesassociates.aplitrak.com","application_url":"https:\/\/www.aplitrak.com\/?adid=QWRhbS5TYWx2YWRvcmkuMjkwOTAuMTEzMDlAb2xpdmVyamFtZXNhc3NvY2lhdGVzLmFwbGl0cmFrLmNvbQ","contact_name":"Adam Salvadori","contact_email":"Adam.Salvadori@oliverjames.com","contact_telephone":"+1 646 876 0196","contact_url":"","company_name":"","company_tagline":"","company_website":"","company_twitter":"","company_logo":"","company_video":"","job_location":"New York","job_location_raw":"N. America > USA > New York > New York County","geo_lat":"40.7127753","geo_long":"-74.0059728","geo_formatted_address":"New York, NY, USA","geo_city":"New York","geo_country_short":"US","geo_country_long":"United States","geo_administrative_area_level_2_short":"","geo_administrative_area_level_2_long":"","geo_administrative_area_level_1_short":"NY","geo_administrative_area_level_1_long":"New York","talentlink_job_id":""},"yoast_head":"<!-- This site is optimized with the Yoast SEO Premium plugin v28.1 (Yoast SEO v28.1) - https:\/\/yoast.com\/product\/yoast-seo-premium-wordpress\/ -->\n<title>Manager, Statutory Accounting - Oliver James<\/title>\n<meta name=\"description\" content=\"Manager, Statutory Accounting opportunity in P&amp;C insurance, leading statutory and GAAP reporting, financial close and regulatory filings.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.oliverjames.com\/nl\/jobs\/manager-statutory-accounting-12281\/\" \/>\n<meta property=\"og:locale\" content=\"nl_NL\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Manager, Statutory Accounting\" \/>\n<meta property=\"og:description\" content=\"Manager, Statutory Accounting opportunity in P&amp;C insurance, leading statutory and GAAP reporting, financial close and regulatory filings.\" \/>\n<meta property=\"og:url\" content=\"https:\/\/www.oliverjames.com\/nl\/jobs\/manager-statutory-accounting-12281\/\" \/>\n<meta property=\"og:site_name\" content=\"Oliver James\" \/>\n<meta property=\"article:modified_time\" content=\"2026-08-03T15:40:33+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/counter.adcourier.com\/QWRhbS5TYWx2YWRvcmkuMjkwOTAuMTEzMDlAb2xpdmVyamFtZXNhc3NvY2lhdGVzLmFwbGl0cmFrLmNvbQ.gif\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:label1\" content=\"Geschatte leestijd\" \/>\n\t<meta name=\"twitter:data1\" content=\"1 minuut\" \/>\n<script type=\"application\/ld+json\" class=\"yoast-schema-graph\">{\"@context\":\"https:\\\/\\\/schema.org\",\"@graph\":[{\"@type\":\"WebPage\",\"@id\":\"https:\\\/\\\/www.oliverjames.com\\\/nl\\\/jobs\\\/manager-statutory-accounting-12281\\\/\",\"url\":\"https:\\\/\\\/www.oliverjames.com\\\/nl\\\/jobs\\\/manager-statutory-accounting-12281\\\/\",\"name\":\"Manager, Statutory Accounting - Oliver James\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/www.oliverjames.com\\\/nl\\\/#website\"},\"primaryImageOfPage\":{\"@id\":\"https:\\\/\\\/www.oliverjames.com\\\/nl\\\/jobs\\\/manager-statutory-accounting-12281\\\/#primaryimage\"},\"image\":{\"@id\":\"https:\\\/\\\/www.oliverjames.com\\\/nl\\\/jobs\\\/manager-statutory-accounting-12281\\\/#primaryimage\"},\"thumbnailUrl\":\"https:\\\/\\\/counter.adcourier.com\\\/QWRhbS5TYWx2YWRvcmkuMjkwOTAuMTEzMDlAb2xpdmVyamFtZXNhc3NvY2lhdGVzLmFwbGl0cmFrLmNvbQ.gif\",\"datePublished\":\"2026-08-03T15:40:30+00:00\",\"dateModified\":\"2026-08-03T15:40:33+00:00\",\"description\":\"Manager, Statutory Accounting opportunity in P&C insurance, leading statutory and GAAP reporting, financial close and regulatory filings.\",\"inLanguage\":\"nl-NL\",\"potentialAction\":[{\"@type\":\"ReadAction\",\"target\":[\"https:\\\/\\\/www.oliverjames.com\\\/nl\\\/jobs\\\/manager-statutory-accounting-12281\\\/\"]}]},{\"@type\":\"ImageObject\",\"inLanguage\":\"nl-NL\",\"@id\":\"https:\\\/\\\/www.oliverjames.com\\\/nl\\\/jobs\\\/manager-statutory-accounting-12281\\\/#primaryimage\",\"url\":\"https:\\\/\\\/counter.adcourier.com\\\/QWRhbS5TYWx2YWRvcmkuMjkwOTAuMTEzMDlAb2xpdmVyamFtZXNhc3NvY2lhdGVzLmFwbGl0cmFrLmNvbQ.gif\",\"contentUrl\":\"https:\\\/\\\/counter.adcourier.com\\\/QWRhbS5TYWx2YWRvcmkuMjkwOTAuMTEzMDlAb2xpdmVyamFtZXNhc3NvY2lhdGVzLmFwbGl0cmFrLmNvbQ.gif\"},{\"@type\":\"WebSite\",\"@id\":\"https:\\\/\\\/www.oliverjames.com\\\/nl\\\/#website\",\"url\":\"https:\\\/\\\/www.oliverjames.com\\\/nl\\\/\",\"name\":\"Oliver James\",\"description\":\"Recruitment Agency &amp; 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Credit Finance"},"content":{"rendered":"<div>\n<div>\n<div> <\/div>\n<div>Oliver James have recently partnered with an established global multi-fund asset manager based in New York as they look to hire a Senior Associate to join their Credit Finance platform<\/div>\n<div> <\/div>\n<div>Our client is seeking to hire an ambitious CPA professional with a Big 4 background and  4-6 years of experience to take on various responsibilities from a cross-platform perspective including centralised financial reporting &amp; analysis, accounting oversight, process improvement, financial operations, data collection and much more.<\/div>\n<div> <\/div>\n<div>They are offering a total compensation package between $170,000 and $200,000, hybrid working, a clear route for progression to the management\/VP level as well as various other excellent benefits!<\/div>\n<div> <\/div>\n<div><strong>Responsibilities:<\/strong><\/div>\n<ul>\n<li>Primary support for data aggregation, coordinating the collection of financial reporting deliverables across the Credit and Real Estate platforms.<\/li>\n<li>Prepare initial variance analysis and trend reports, as well as assist in drafting communications regarding fund-specific nuances.<\/li>\n<li>Develop a strong understanding of complex fund concepts, through fund operating metrics.<\/li>\n<li>Liaise with administrators to monitor performance and assist with key projects relating to data integration.<\/li>\n<li>Maintain and update automation workflows as reporting requirements evolve, as well as utilize AI-assisted tools to improve the speed and accuracy of routine data collection.<\/li>\n<li>Identify manual reporting tasks that can be automated through building solutions using Alteryx or Power BI.<\/li>\n<\/ul>\n<p><strong>Requirements:<\/strong><\/p>\n<ul>\n<li>4-6 years of experience in public accounting and\/or the investment management space.<\/li>\n<li>CPA qualification (completed or in process).<\/li>\n<li>Strong interest in data automation and leveraging technology as well as accounting &amp; financial reporting.<\/li>\n<li>Advanced Excel skills are a MUST (Alteryx, Power BI or Geneva exposure is preferred.)<\/li>\n<\/ul>\n<p><strong>Benefits:<\/strong><\/p>\n<ul>\n<li>Total compensation ranging between $170,000 and $200,000.<\/li>\n<li>Hybrid working.<\/li>\n<li>Excellent healthcare benefits &amp; 401k match<\/li>\n<li>Clear route for progression has been outlined within the Credit Finance group.<\/li>\n<li>Much more!<\/li>\n<\/ul>\n<p>If you possess the relevant experience and are interested in exploring this opportunity, please send a copy of your resume to sam.smyth@oliverjames.com<\/p>\n<\/div>\n<\/div>\n<p> <\/p>\n<p><img decoding=\"async\" src=\"https:\/\/counter.adcourier.com\/U2FtLlNteXRoLjkxNDc1LjExMzA5QG9saXZlcmphbWVzYXNzb2NpYXRlcy5hcGxpdHJhay5jb20.gif\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Oliver James have recently partnered with an established global multi-fund asset manager based in New York as they look to hire a Senior Associate to join their Credit Finance platform Our client is seeking to hire an ambitious CPA professional with a Big 4&#8230;<\/p>\n","protected":false},"author":0,"featured_media":0,"template":"","meta":{"_acf_changed":false},"jobrelay_source":[1247,1248],"discipline":[19],"industry":[],"contract_type":[1351],"vacancy_type":[1274],"work_type":[],"location":[1310],"class_list":["post-12279","job","type-job","status-publish","hentry","discipline-accountancy-finance","location-new-york"],"acf":{"job_reference":"JOB-042026-303216_1785771314","job_type":"Permanent","job_industry":"Accountancy & Finance","working_arrangement":"","featured":"","start_date":"","expiry_date":"2026-08-10","salary_currency":"USD","salary_from":"170000","salary_to":"200000","salary_per":"annum","salary_benefits":"","salary":"US$170000 - US$200000 per annum","custom_data":"","application_email":"Sam.Smyth.91475.11309@oliverjamesassociates.aplitrak.com","application_url":"https:\/\/www.aplitrak.com\/?adid=U2FtLlNteXRoLjkxNDc1LjExMzA5QG9saXZlcmphbWVzYXNzb2NpYXRlcy5hcGxpdHJhay5jb20","contact_name":"Sam Smyth","contact_email":"Sam.Smyth@oliverjames.com","contact_telephone":"","contact_url":"","company_name":"","company_tagline":"","company_website":"","company_twitter":"","company_logo":"","company_video":"","job_location":"Manhattan, New York","job_location_raw":"N. 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CPA met Big 4-ervaring, $170K-$200K, hybride werken en doorgroei naar VP-niveau.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.oliverjames.com\/nl\/jobs\/senior-associate-credit-finance-12279\/\" \/>\n<meta property=\"og:locale\" content=\"nl_NL\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Senior Associate - Credit Finance\" \/>\n<meta property=\"og:description\" content=\"Senior Associate Credit Finance gezocht in New York. 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(worth noting this position will be full time in the office)<\/div>\n<div> <\/div>\n<div><strong>Responsibilities:<\/strong><\/div>\n<div>\n<ul>\n<li>Oversee all fund accounting, financial reporting, closing processes and operational management across the company&#8217;s investment vehicles and related entities.<\/li>\n<li>Reviewing and approving of fund financial statements, management fee calculations, investor allocations, general ledgers etc.<\/li>\n<li>Manage all capital activity including capital calls, distributions, sub-closes, expense allocations and fund-level cash movements.<\/li>\n<li>Lead treasury management across funds and entities, including cash forecasting, subscription facilities, banking relationships and capital planning initiatives.<\/li>\n<li>Oversee development of fund-level forecasting, liquidity models, scenario analysis, and strategic financial reporting to support investment decisions.<\/li>\n<li>Oversee quarterly valuation processes and drive continuous process improvement across fund finance operations including automation, enhanced controls and AI-enabled reporting.<\/li>\n<li>Supervise a team of 6 fund finance professionals.<\/li>\n<\/ul>\n<p><strong>Requirements:<\/strong><\/p>\n<ul>\n<li>8-12 years of experience in fund accounting, preferably within real estate or credit.<\/li>\n<li>CPA qualification<\/li>\n<li>Strong knowledge of US GAAP, fund accounting, investor reporting, fund operations.<\/li>\n<li>Prior experience leading and mentoring accounting teams in a fast-paced environment.<\/li>\n<li>Familiarity with fund accounting systems, Excel and automation tools.<\/li>\n<li>Workday and Yardi are preferred systems.<\/li>\n<\/ul>\n<p><strong>Benefits:<\/strong><\/p>\n<ul>\n<li>Total compensation range between $350,000 and $450,000<\/li>\n<li>Carry after 12 months of employment<\/li>\n<li>Excellent healthcare benefits &amp; 401k match<\/li>\n<li>Clear route for progression to C-Suite\/Executive level<\/li>\n<li>Remote working weeks at end of August &amp; December<\/li>\n<\/ul>\n<p>If you possess the relevant experience within the real estate\/credit asset management spaces and are interested in exploring this exciting opportunity, please send a copy of your resume to sam.smyth@oliverjames.com<\/p>\n<p> <\/div>\n<div>\n<div>\n<div>\n<p> <\/div>\n<\/div>\n<\/div>\n<p><img decoding=\"async\" src=\"https:\/\/counter.adcourier.com\/U2FtLlNteXRoLjYyMDQ3LjExMzA5QG9saXZlcmphbWVzYXNzb2NpYXRlcy5hcGxpdHJhay5jb20.gif\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Oliver James have recently partnered with a fast-growing middle-market asset manager based in New York as they look to hire a Controller to oversee their Real Estate Credit investment platform which totals $25b AUM. Our client is seeking to hire an experienced (8-12 years)&#8230;<\/p>\n","protected":false},"author":0,"featured_media":0,"template":"","meta":{"_acf_changed":false},"jobrelay_source":[1247,1248],"discipline":[1246,19],"industry":[],"contract_type":[1225],"vacancy_type":[1274],"work_type":[],"location":[1310],"class_list":["post-12277","job","type-job","status-publish","hentry","discipline-accountancy","discipline-accountancy-finance","location-new-york"],"acf":{"job_reference":"JOB-072026-311395_1785771292","job_type":"Permanent","job_industry":"Accountancy|Accountancy & Finance","working_arrangement":"","featured":"","start_date":"","expiry_date":"2026-08-10","salary_currency":"USD","salary_from":"350000","salary_to":"450000","salary_per":"annum","salary_benefits":"","salary":"US$350000 - US$450000 per annum","custom_data":"","application_email":"Sam.Smyth.62047.11309@oliverjamesassociates.aplitrak.com","application_url":"https:\/\/www.aplitrak.com\/?adid=U2FtLlNteXRoLjYyMDQ3LjExMzA5QG9saXZlcmphbWVzYXNzb2NpYXRlcy5hcGxpdHJhay5jb20","contact_name":"Sam Smyth","contact_email":"Sam.Smyth@oliverjames.com","contact_telephone":"","contact_url":"","company_name":"","company_tagline":"","company_website":"","company_twitter":"","company_logo":"","company_video":"","job_location":"Manhattan, New York","job_location_raw":"N. 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Real Estate Credit"},"content":{"rendered":"<div>Oliver James have recently partnered with a fast-growing middle-market asset manager based in New York as they look to hire a Controller to oversee their Real Estate Credit investment platform which totals $25b AUM.<\/div>\n<div> <\/div>\n<div>Our client is seeking to hire an experienced (8-12 years) Fund Controller to oversee the fund accounting, financial reporting and operational management of the company&#8217;s primary investment platform which focuses within the commercial real estate lending space. <\/div>\n<div> <\/div>\n<div>They are offering a total compensation package between $350,000 and $450,000, a clear route for progression to the executive level, future eligibility for carry as well as many more excellent benefits! (worth noting this position will be full time in the office)<\/div>\n<div> <\/div>\n<div><strong>Responsibilities:<\/strong><\/div>\n<div>\n<ul>\n<li>Oversee all fund accounting, financial reporting, closing processes and operational management across the company&#8217;s investment vehicles and related entities.<\/li>\n<li>Reviewing and approving of fund financial statements, management fee calculations, investor allocations, general ledgers etc.<\/li>\n<li>Manage all capital activity including capital calls, distributions, sub-closes, expense allocations and fund-level cash movements.<\/li>\n<li>Lead treasury management across funds and entities, including cash forecasting, subscription facilities, banking relationships and capital planning initiatives.<\/li>\n<li>Oversee development of fund-level forecasting, liquidity models, scenario analysis, and strategic financial reporting to support investment decisions.<\/li>\n<li>Oversee quarterly valuation processes and drive continuous process improvement across fund finance operations including automation, enhanced controls and AI-enabled reporting.<\/li>\n<li>Supervise a team of 6 fund finance professionals.<\/li>\n<\/ul>\n<p><strong>Requirements:<\/strong><\/p>\n<ul>\n<li>8-12 years of experience in fund accounting, preferably within real estate or credit.<\/li>\n<li>CPA qualification <\/li>\n<li>Strong knowledge of US GAAP, fund accounting, investor reporting, fund operations.<\/li>\n<li>Prior experience leading and mentoring accounting teams in a fast-paced environment.<\/li>\n<li>Familiarity with fund accounting systems, Excel and automation tools.<\/li>\n<li>Workday and Yardi are preferred systems.<\/li>\n<\/ul>\n<p><strong>Benefits:<\/strong><\/p>\n<ul>\n<li>Total compensation range between $350,000 and $450,000<\/li>\n<li>Carry after 12 months of employment<\/li>\n<li>Excellent healthcare benefits &amp; 401k match<\/li>\n<li>Clear route for progression to C-Suite\/Executive level<\/li>\n<li>Remote working weeks at end of August &amp; December<\/li>\n<\/ul>\n<p>If you possess the relevant experience within the real estate\/credit asset management spaces and are interested in exploring this exciting opportunity, please send a copy of your resume to sam.smyth@oliverjames.com<\/p>\n<\/div>\n<div> <\/div>\n<div> <\/div>\n<div><\/p>\n<div>\n<div>\n<div>\n<p> <\/div>\n<div>\n<h2>\n<p> Director &#8211; Fund Controller <br \/> <\/h2>\n<p> <\/div>\n<p> <\/div>\n<div>\n<div>\n<p> Our client, a leading firm in the Asset Management industry, is seeking a highly qualified and dedicated professional to join their Asset Management Operations department as the Director &#8211; Fund Controller. This permanent position is an excellent opportunity for an individual with a strong background in fund accounting and an in-depth understanding of Generally Accepted Accounting Principles (GAAP) related to funds.<\/p>\n<h3>Role &amp; Responsibilities:<\/h3>\n<ul>\n<li>Oversee the daily operations of the fund accounting processes to ensure accuracy and compliance with regulatory requirements.<\/li>\n<li>Manage a team of fund accountants and financial analysts, providing mentorship and performance evaluations.<\/li>\n<li>Develop and implement policies and procedures for fund accounting operations to improve efficiency and quality of work.<\/li>\n<li>Collaborate with other department heads to support overall asset management strategies.<\/li>\n<li>Prepare and review financial statements and reports according to GAAP and ensure timely submission.<\/li>\n<li>Participate in special projects related to fund expansions, mergers, and acquisitions.<\/li>\n<\/ul>\n<h3>Key Skills:<\/h3>\n<ul>\n<li>Profound knowledge of fund accounting and Generally Accepted Accounting Principles (GAAP).<\/li>\n<li>Strong leadership and team management skills.<\/li>\n<li>Excellent communication and interpersonal skills.<\/li>\n<li>Ability to analyze financial data and prepare accurate reports in a timely manner.<\/li>\n<li>Proficiency with financial management software and advanced Excel skills.<\/li>\n<li>High attention to detail and an aptitude for problem-solving.<\/li>\n<\/ul>\n<p> <\/div>\n<p> <\/div>\n<p> <\/div>\n<p> <\/div>\n<p> <\/p>\n<p><img decoding=\"async\" src=\"https:\/\/counter.adcourier.com\/U2FtLlNteXRoLjQ5NDE1LjExMzA5QG9saXZlcmphbWVzYXNzb2NpYXRlcy5hcGxpdHJhay5jb20.gif\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Oliver James have recently partnered with a fast-growing middle-market asset manager based in New York as they look to hire a Controller to oversee their Real Estate Credit investment platform which totals $25b AUM. 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This is a rare opportunity to work on sophisticated coverage and litigation matters while serving as a trusted advisor to executive leadership across a diverse commercial insurance portfolio.<\/p>\n<h2><span style=\"font-size: 12pt\">The Opportunity<\/span><\/h2>\n<p>This is <strong>not<\/strong> a traditional claims handling position.<\/p>\n<p>Instead, you&#8217;ll join a highly visible team that represents the company in litigation and coverage matters. Acting as an in-house litigation partner, you&#8217;ll collaborate closely with outside counsel, oversee complex legal strategy, review pleadings and motions, prepare witnesses, attend depositions, medications, and trials, and provide strategic guidance to internal business partners across multiple lines of business.<\/p>\n<p>You&#8217;ll be recognized as a technical expert whose work directly influences key business decisions and carries significant visibility with senior leadership.<\/p>\n<h2><span style=\"font-size: 12pt\">What You&#8217;ll Be Doing<\/span><\/h2>\n<ul>\n<li>\n<p>Lead complex litigation and coverage matters involving the organization.<\/p>\n<\/li>\n<li>\n<p>Partner with outside counsel to develop litigation strategy and oversee case progression.<\/p>\n<\/li>\n<li>\n<p>Review pleadings, motions, briefs, and other legal filings.<\/p>\n<\/li>\n<li>\n<p>Prepare company witnesses for depositions and trial testimony.<\/p>\n<\/li>\n<li>\n<p>Attend mediations, depositions, and trials as the company&#8217;s representative.<\/p>\n<\/li>\n<li>\n<p>Advise senior leaders and internal stakeholders on litigation and coverage-related issues.<\/p>\n<\/li>\n<li>\n<p>Collaborate across Claims, Underwriting, Legal, and Business Development.<\/p>\n<\/li>\n<\/ul>\n<h2><span style=\"font-size: 12pt\">What We&#8217;re Looking For<\/span><\/h2>\n<p><strong>Required<\/strong><\/p>\n<ul>\n<li>\n<p>Juris Doctor (JD).<\/p>\n<\/li>\n<li>\n<p>Strong litigation background.<\/p>\n<\/li>\n<li>\n<p>Coverage expertise within the insurance industry<\/p>\n<\/li>\n<\/ul>\n<p><span style=\"font-size: 12pt\"><strong>Why This Opportunity?<\/strong><\/span><\/p>\n<ul>\n<li>\n<p>Join a globally recognized specialty insurer with an outstanding reputation and exceptional employee retention.<\/p>\n<\/li>\n<li>\n<p>Work on high-profile, technically challenging litigation and coverage matters.<\/p>\n<\/li>\n<li>\n<p>Be part of a collaborative team recognized as subject matter experts throughout the organization.<\/p>\n<\/li>\n<li>\n<p>Enjoy meaningful exposure to executive leadership and cross-functional business partners.<\/p>\n<\/li>\n<li>\n<p>Flexible culture that values autonomy, trust, and work-life balance.<\/p>\n<\/li>\n<\/ul>\n<h2><span style=\"font-size: 12pt\">Compensation &amp; Benefits<\/span><\/h2>\n<ul>\n<li>Comprehensive medical, dental, vision benefits with a 401k with 6% employer match <\/li>\n<li>Discretionary Bonus &amp; Long-term incentive scheme<strong> <\/strong><\/li>\n<\/ul>\n<h2><span style=\"font-size: 12pt\">Working Model<\/span><\/h2>\n<ul>\n<li>\n<p>Hybrid schedule:<strong> Four days in the office with remote flexibility on Fridays<\/strong><\/p>\n<\/li>\n<li>\n<p>Limited travel, primarily for mediations and trials, with optional attendance at industry conferences.<\/p>\n<\/li>\n<\/ul>\n<h2> <\/h2>\n<\/p>\n<p><img decoding=\"async\" src=\"https:\/\/counter.adcourier.com\/QW1lbGlhLlNtaXRoLjM0MDk1LjExMzA5QG9saXZlcmphbWVzYXNzb2NpYXRlcy5hcGxpdHJhay5jb20.gif\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Vice President, Claims Coverage (JD Law Required) Location: Greater Hartford, Farmington, CT or New York City Are you an attorney who thrives in complex litigation, enjoys high-level strategy, and wants to influence business decisions without sacrificing work-life balance? 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Financial Reporting &#8211; Statutory"},"content":{"rendered":"<div>\n<p data-start=\"150\" data-end=\"261\"><strong data-start=\"150\" data-end=\"199\">Assistant Vice President, Financial Reporting<\/strong><br data-start=\"199\" data-end=\"202\" \/> <em data-start=\"202\" data-end=\"261\">Property &amp; Casualty Insurance | Hybrid (NC\/FL)\/Remote Opportunity<\/em><\/p>\n<p data-start=\"263\" data-end=\"699\">Are you a proven insurance accounting leader looking to take the next step in your career? I&#8217;m partnering exclusively with a well-capitalized and growing Property &amp; Casualty insurance carrier to identify an <strong data-start=\"470\" data-end=\"521\">Assistant Vice President of Financial Reporting<\/strong>. This is a highly visible leadership position that will play a critical role in the company&#8217;s financial reporting strategy, regulatory compliance, and executive decision-making.<\/p>\n<p data-start=\"701\" data-end=\"895\">If you enjoy leading high-performing teams, partnering with executive leadership, and driving process improvements within a dynamic insurance environment, this is an opportunity worth exploring.<\/p>\n<h3 data-section-id=\"13qglty\" data-start=\"897\" data-end=\"916\">The Opportunity<\/h3>\n<p data-start=\"918\" data-end=\"1347\">As the AVP of Financial Reporting, you&#8217;ll oversee all external financial reporting activities, ensuring the timely and accurate delivery of statutory and GAAP financial statements while maintaining compliance with regulatory requirements. You&#8217;ll work closely with executive leadership, auditors, regulators, and cross-functional business partners to strengthen reporting processes and support the organization&#8217;s continued growth.<\/p>\n<p data-start=\"1349\" data-end=\"1559\">This role offers significant exposure to senior leadership and the opportunity to influence accounting strategy, reporting transformation initiatives, and operational excellence across the finance organization.<\/p>\n<h3 data-section-id=\"164ueu3\" data-start=\"1561\" data-end=\"1585\">Key Responsibilities<\/h3>\n<ul data-start=\"1587\" data-end=\"2474\">\n<li data-section-id=\"pzfabd\" data-start=\"1587\" data-end=\"1699\">Lead the preparation and review of quarterly and annual statutory (Yellow Book) and GAAP financial statements.<\/li>\n<li data-section-id=\"12pwsi3\" data-start=\"1700\" data-end=\"1789\">Ensure compliance with NAIC reporting requirements and applicable accounting standards.<\/li>\n<li data-section-id=\"1ueque0\" data-start=\"1790\" data-end=\"1884\">Oversee the monthly, quarterly, and year-end close processes related to financial reporting.<\/li>\n<li data-section-id=\"1sfff9t\" data-start=\"1885\" data-end=\"1970\">Manage relationships with external auditors, regulators, and internal stakeholders.<\/li>\n<li data-section-id=\"hrvlye\" data-start=\"1971\" data-end=\"2042\">Lead, mentor, and develop a high-performing financial reporting team.<\/li>\n<li data-section-id=\"1gh635t\" data-start=\"2043\" data-end=\"2168\">Partner with Accounting, FP&amp;A, Actuarial, Treasury, Reinsurance, and Executive Leadership to support strategic initiatives.<\/li>\n<li data-section-id=\"8u3v2a\" data-start=\"2169\" data-end=\"2278\">Drive automation and process improvement initiatives to enhance reporting efficiency and internal controls.<\/li>\n<li data-section-id=\"ogxleh\" data-start=\"2279\" data-end=\"2391\">Monitor evolving accounting guidance and regulatory developments, evaluating their impact on the organization.<\/li>\n<li data-section-id=\"1edh3ut\" data-start=\"2392\" data-end=\"2474\">Support board reporting, executive presentations, and ad hoc financial analyses.<\/li>\n<\/ul>\n<h3 data-section-id=\"18c8z0y\" data-start=\"2476\" data-end=\"2502\">What We&#8217;re Looking For<\/h3>\n<ul data-start=\"2504\" data-end=\"3214\">\n<li data-section-id=\"ks6cah\" data-start=\"2504\" data-end=\"2574\">Bachelor&#8217;s degree in Accounting or Finance (CPA strongly preferred).<\/li>\n<li data-section-id=\"13xohck\" data-start=\"2575\" data-end=\"2698\">10+ years of progressive accounting and financial reporting experience within the Property &amp; Casualty insurance industry.<\/li>\n<li data-section-id=\"1cc8yza\" data-start=\"2699\" data-end=\"2781\">Deep knowledge of statutory accounting principles (SAP\/STAT) and GAAP reporting.<\/li>\n<li data-section-id=\"16yni8f\" data-start=\"2782\" data-end=\"2842\">Experience preparing and reviewing NAIC statutory filings.<\/li>\n<li data-section-id=\"1gesd9o\" data-start=\"2843\" data-end=\"2937\">Prior leadership experience managing and developing accounting or financial reporting teams.<\/li>\n<li data-section-id=\"ohnjzh\" data-start=\"2938\" data-end=\"3011\">Strong understanding of internal controls and external audit processes.<\/li>\n<li data-section-id=\"1drt6xi\" data-start=\"3012\" data-end=\"3114\">Exceptional communication skills with the ability to interact confidently with executive leadership.<\/li>\n<li data-section-id=\"lopubi\" data-start=\"3115\" data-end=\"3214\">Experience leading process improvement or finance transformation initiatives is highly desirable.<\/li>\n<\/ul>\n<h3 data-section-id=\"1o2jnts\" data-start=\"3216\" data-end=\"3241\">Why This Opportunity?<\/h3>\n<ul data-start=\"3243\" data-end=\"3684\">\n<li data-section-id=\"1itwf14\" data-start=\"3243\" data-end=\"3310\">Join a financially strong and growing P&amp;C insurance organization.<\/li>\n<li data-section-id=\"1ry3t2c\" data-start=\"3311\" data-end=\"3386\">High-visibility role with direct interaction across executive leadership.<\/li>\n<li data-section-id=\"1j2qkte\" data-start=\"3387\" data-end=\"3457\">Opportunity to shape the future of the financial reporting function.<\/li>\n<li data-section-id=\"11vi8il\" data-start=\"3458\" data-end=\"3546\">Collaborative, people-first culture that values innovation and continuous improvement.<\/li>\n<li data-section-id=\"by86c0\" data-start=\"3547\" data-end=\"3625\">Competitive compensation package including bonus and comprehensive benefits.<\/li>\n<li data-section-id=\"13uurfe\" data-start=\"3626\" data-end=\"3684\">Flexible work environment with strong work-life balance.<\/li>\n<\/ul>\n<\/div>\n<p><img decoding=\"async\" src=\"https:\/\/counter.adcourier.com\/Um9iZXJ0LkRpY2tlcnNvbi4zNDM5MS4xMTMwOUBvbGl2ZXJqYW1lc2Fzc29jaWF0ZXMuYXBsaXRyYWsuY29t.gif\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Assistant Vice President, Financial Reporting Property &amp; Casualty Insurance | Hybrid (NC\/FL)\/Remote Opportunity Are you a proven insurance accounting leader looking to take the next step in your career? I&#8217;m partnering exclusively with a well-capitalized and growing Property &amp; Casualty insurance carrier to identify&#8230;<\/p>\n","protected":false},"author":0,"featured_media":0,"template":"","meta":{"_acf_changed":false},"jobrelay_source":[1247,1248],"discipline":[1246],"industry":[],"contract_type":[1225],"vacancy_type":[1274],"work_type":[],"location":[1340],"class_list":["post-12271","job","type-job","status-publish","hentry","discipline-accountancy","location-north-carolina"],"acf":{"job_reference":"JOB-072026-310763_1785769023","job_type":"Permanent","job_industry":"Accountancy","working_arrangement":"","featured":"","start_date":"","expiry_date":"2026-08-10","salary_currency":"USD","salary_from":"150000","salary_to":"200000","salary_per":"annum","salary_benefits":"","salary":"US$150000 - US$200000 per annum","custom_data":"","application_email":"Robert.Dickerson.34391.11309@oliverjamesassociates.aplitrak.com","application_url":"https:\/\/www.aplitrak.com\/?adid=Um9iZXJ0LkRpY2tlcnNvbi4zNDM5MS4xMTMwOUBvbGl2ZXJqYW1lc2Fzc29jaWF0ZXMuYXBsaXRyYWsuY29t","contact_name":"Robert Dickerson","contact_email":"Robert.Dickerson@oliverjames.com","contact_telephone":"+1 646 398 6902","contact_url":"","company_name":"","company_tagline":"","company_website":"","company_twitter":"","company_logo":"","company_video":"","job_location":"North Carolina","job_location_raw":"North America > USA > North Carolina","geo_lat":"35.7595731","geo_long":"-79.0192997","geo_formatted_address":"North Carolina, USA","geo_city":"","geo_country_short":"US","geo_country_long":"United States","geo_administrative_area_level_2_short":"","geo_administrative_area_level_2_long":"","geo_administrative_area_level_1_short":"NC","geo_administrative_area_level_1_long":"North Carolina","talentlink_job_id":""},"yoast_head":"<!-- This site is optimized with the Yoast SEO Premium plugin v28.1 (Yoast SEO v28.1) - https:\/\/yoast.com\/product\/yoast-seo-premium-wordpress\/ -->\n<title>AVP - Financial Reporting - Statutory - Oliver James<\/title>\n<meta name=\"description\" content=\"Lead financial reporting as AVP with a growing P&amp;C insurer. 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This is an excellent opportunity for someone who enjoys building client relationships, managing complex account activity, and serving as a trusted operational partner within a sophisticated wealth management practice.<\/p>\n<p class=\"isSelectedEnd\">This position offers direct exposure to High Net Worth clients, a team-oriented culture, strong long-term career growth, and a competitive compensation package.<\/p>\n<p class=\"isSelectedEnd\"><strong>Skills &amp; Experience<\/strong><\/p>\n<ul data-spread=\"false\">\n<li>Bachelor&#8217;s degree required<\/li>\n<li>3+ years of experience supporting Financial Advisors or Wealth Management professionals<\/li>\n<li>Experience working with High Net Worth client relationships<\/li>\n<li>FINRA Series 7 and 66 licenses preferred<\/li>\n<li>Experience with account opening, maintenance, and client onboarding<\/li>\n<li>Knowledge of asset movement processing including wires, journals, and EFTs<\/li>\n<li>Familiarity with estates and trust account administration preferred<\/li>\n<li>Experience using CRM and wealth management technology platforms<\/li>\n<li>Strong proficiency in Microsoft Office<\/li>\n<li>Excellent verbal and written communication skills<\/li>\n<li>Exceptional organizational skills with the ability to manage multiple priorities<\/li>\n<li>Detail-oriented with a proactive, client-first mindset<\/li>\n<li>Ability to work independently while collaborating effectively with a team<\/li>\n<\/ul>\n<p class=\"isSelectedEnd\"><strong>Detailed Job Description<\/strong><\/p>\n<p class=\"isSelectedEnd\">As the primary operational support partner to a team of Financial Advisors, you will play a critical role in delivering an exceptional client experience while ensuring the efficient day-to-day administration of client relationships.<\/p>\n<p class=\"isSelectedEnd\">Responsibilities include coordinating client onboarding, preparing new account documentation, maintaining account records, processing asset transfers, supporting billing and reporting activities, resolving client service requests, and assisting with tax-related documentation. You will also maintain accurate client records within the firm&#8217;s CRM, prepare operational documentation, review exception reports, coordinate with internal departments on compliance and operational matters, and assist with trade execution and trade corrections when appropriate.<\/p>\n<p class=\"isSelectedEnd\">The ideal candidate is organized, adaptable, and service-oriented with the ability to thrive in a dynamic environment supporting High Net Worth clients. 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This is an excellent opportunity for someone who enjoys building client&#8230;<\/p>\n","protected":false},"author":0,"featured_media":0,"template":"","meta":{"_acf_changed":false},"jobrelay_source":[1247,1248],"discipline":[1228],"industry":[],"contract_type":[1225],"vacancy_type":[1274],"work_type":[1702],"location":[1487],"class_list":["post-12269","job","type-job","status-publish","hentry","discipline-operations","location-highland-park"],"acf":{"job_reference":"JOB-072026-311948_1785766599","job_type":"Permanent","job_industry":"Operations","working_arrangement":"Hybrid","featured":"","start_date":"","expiry_date":"2026-08-17","salary_currency":"USD","salary_from":"75000","salary_to":"95000","salary_per":"annum","salary_benefits":"Cash Bonus","salary":"US$75000 - US$95000 per annum + Cash Bonus","custom_data":"","application_email":"Joshua.Roman.13355.11309@oliverjamesassociates.aplitrak.com","application_url":"https:\/\/www.aplitrak.com\/?adid=Sm9zaHVhLlJvbWFuLjEzMzU1LjExMzA5QG9saXZlcmphbWVzYXNzb2NpYXRlcy5hcGxpdHJhay5jb20","contact_name":"Joshua Roman","contact_email":"Joshua.Roman@oliverjames.com","contact_telephone":"+1 646 876 0183","contact_url":"","company_name":"","company_tagline":"","company_website":"","company_twitter":"","company_logo":"","company_video":"","job_location":"Highland Park, Illinois","job_location_raw":"N. 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Introduction<\/h2>\n<p class=\"isSelectedEnd\">I&#8217;m recruiting for a senior leadership opportunity with a well-established independent wealth management firm seeking an experienced Supervisory Principal to oversee branch supervision, regulatory compliance, and operational leadership. This is a highly visible position responsible for supporting a large advisor population while leading a team of compliance professionals.<\/p>\n<p class=\"isSelectedEnd\">This is an excellent opportunity for a hands-on leader who enjoys building processes, mentoring teams, and making meaningful improvements across the business. The successful candidate will have the credibility to partner with executive leadership, confidently navigate complex regulatory matters, and provide practical solutions that support continued growth.<\/p>\n<h2>Skills &amp; Experience<\/h2>\n<ul data-spread=\"false\">\n<li>10 to 20+ years of experience within wealth management supervision, compliance, or branch leadership<\/li>\n<li>Active Series 24 required<\/li>\n<li>Active Series 9\/10 required<\/li>\n<li>Series 4 strongly preferred<\/li>\n<li>Active Series 7 and Series 63\/65 or 66 required<\/li>\n<li>Experience supervising registered representatives and investment advisory personnel<\/li>\n<li>Proven people management experience with direct reports<\/li>\n<li>Strong working knowledge of both FINRA and SEC regulations<\/li>\n<li>Experience serving as a Supervisory Principal or Branch Manager<\/li>\n<li>Hands-on experience reviewing options activity<\/li>\n<li>Experience reviewing advertising, marketing materials, and correspondence<\/li>\n<li>Experience reviewing trade activity and regulatory exceptions<\/li>\n<li>Experience writing supervisory procedures, written policies, and desktop procedures<\/li>\n<li>Ability to investigate compliance matters and manage disciplinary or regulatory issues when necessary<\/li>\n<li>Strong operational mindset with the ability to improve processes and recommend best practices<\/li>\n<li>Experience within a boutique or mid-sized wealth management firm is highly desirable<\/li>\n<li>Collaborative leadership style with the confidence to influence senior stakeholders<\/li>\n<\/ul>\n<h2>Detailed Job Description<\/h2>\n<p class=\"isSelectedEnd\">This leadership role combines branch supervision, regulatory oversight, and people management. You will oversee a team responsible for supporting advisors while ensuring compliance with regulatory requirements and internal supervisory standards.<\/p>\n<p class=\"isSelectedEnd\">Key responsibilities include:<\/p>\n<ul data-spread=\"false\">\n<li>Lead and develop a team responsible for supervision and regulatory oversight<\/li>\n<li>Serve as the primary Supervisory Principal for a large branch of financial advisors<\/li>\n<li>Review complex account activity, trading, and options transactions for suitability and compliance<\/li>\n<li>Oversee advertising, marketing, and communications review processes<\/li>\n<li>Ensure adherence to FINRA, SEC, and internal supervisory requirements<\/li>\n<li>Develop, update, and enhance written supervisory procedures and operational documentation<\/li>\n<li>Partner with executive leadership to identify opportunities for process improvements and operational efficiencies<\/li>\n<li>Provide guidance on regulatory matters, escalations, and supervisory decisions<\/li>\n<li>Foster a culture of accountability, collaboration, and continuous improvement<\/li>\n<li>Travel occasionally to regional offices as needed<\/li>\n<\/ul>\n<p class=\"isSelectedEnd\">This is a hybrid leadership opportunity offering significant visibility within the organization and a clear path to expanded responsibility as the firm continues to grow. The organization is looking for someone who is comfortable rolling up their sleeves, leading from the front, and making recommendations that have a lasting impact across the business.<\/p>\n<p class=\"isSelectedEnd\">Compensation includes a competitive base salary in the $150,000 to $200,000 range plus performance-based bonus.<\/p>\n<p class=\"isSelectedEnd\">If interested, please apply or email <a href=\"mailto:joshua.roman@oliverjames.com\"><strong>joshua.roman@oliverjames.com<\/strong><\/a> for a confidential conversation about this opportunity.<\/p>\n<div> <\/div>\n<\/div>\n<p><img decoding=\"async\" src=\"https:\/\/counter.adcourier.com\/Sm9zaHVhLlJvbWFuLjQ4MTU2LjExMzA5QG9saXZlcmphbWVzYXNzb2NpYXRlcy5hcGxpdHJhay5jb20.gif\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Job Summary &amp; Introduction I&#8217;m recruiting for a senior leadership opportunity with a well-established independent wealth management firm seeking an experienced Supervisory Principal to oversee branch supervision, regulatory compliance, and operational leadership. 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