Compliance Analyst
Skills & Experience
- Strong knowledge of state regulations and licensing requirements for producers, brokers, and claims adjusters
- Experience managing licensing databases and renewals
- Proficiency in analyzing regulatory data and preparing accurate reports
- Ability to communicate effectively and collaborate across teams
- Strong initiative, organizational skills, and attention to detail
- Skilled in maintaining organized, confidential files and documentation
- Experience preparing responses to regulatory or legal inquiries
- Proficient in written and verbal communication
- Ability to interpret compliance requirements and apply them to business processes
- Experience supporting or delivering compliance training
- Proficient in creating executive-level reports and conducting spot checks on internal controls
Job Summary / Introduction
A growing insurance organization is seeking a motivated and detail-oriented Compliance Analyst to join its compliance team. This individual will assist in coordinating and managing the company’s compliance activities, support regulatory reporting, and promote a culture of compliance across the organization. The ideal candidate will be both analytical and collaborative, capable of working independently and as a strategic partner to business units.
Detailed Job Description
- Serve as a subject matter expert on state regulatory requirements and licensing
- Manage producer, broker, and claims adjuster licenses, including renewals and database updates
- Provide updates to management on licensing status and outstanding tasks
- Assist in preparing regulatory reports, surplus lines tax filings, and data calls
- Respond to internal and external information requests, including those from legal and regulatory bodies
- Maintain organized compliance records and confidential documentation
- Analyze data for compliance monitoring and reporting
- Support the development and delivery of compliance-related training
- Monitor regulatory changes and communicate updates across the organization
- Maintain and update compliance documentation, policies, and intranet content
- Conduct spot checks and benchmarking to assess internal controls
- Participate in cross-functional projects supporting compliance and business goals
- Assist in revising codes of conduct and ethics documentation as needed
- Perform additional duties as required to support the compliance function
If interested, please apply to this job advert or reach out to [email protected]
