Global Head of Broker Compliance | Insurance Sector

We're hiring a senior compliance leader to own and evolve a global broker compliance function. If you're passionate about driving governance, building programs from the ground up, and engaging with regulators at the highest levels, this could be your next big move.

Please note, this role must sit in a hybrid capacity in one of the following offices:

• Kansas City, MO
• New York, NY
• Chicago IL
• Alpharetta, GA
• Princeton, NJ
• Red Bank, NJ

Key Responsibilities:

1. Broker Compliance Program Oversight

• Design and enhance a global broker compliance framework.
• Develop and enforce policies on licensing, AML, sanctions, fair market conduct, and financial crime.
• Lead compliance risk assessments and implement mitigation strategies.

2. Regulatory & Licensing Compliance

• Ensure ongoing broker compliance across U.S. state, federal, and international jurisdictions.
• Track changes in regulatory expectations (e.g., NAIC, Lloyd's) and ensure internal readiness.
• Serve as the lead point of contact with regulators for broker-related compliance.

3. Broker Due Diligence & Onboarding

• Oversee due diligence for all broker partners, including enhanced reviews for higher-risk relationships.
• Coordinate legal reviews and ensure appropriate contractual risk mitigation.
• Maintain robust records of brokers' licensing, legal status, and financial position.

4. Audits, Monitoring & Corrective Action

• Lead remote and on site broker audits to assess adherence to standards.
• Establish proactive monitoring systems and execute corrective action plans.
• Collaborate with internal audit and risk teams to strengthen oversight.

5. Training & Culture

• Drive compliance training initiatives internally and externally.
• Embed a strong compliance culture across underwriting, distribution, and corporate functions.
• Align broker governance with broader ethics and corporate risk programs.

6. Data Protection & Reporting

• Ensure broker adherence to data protection and cybersecurity standards (e.g., GDPR, CCPA).
• Manage regulatory filings, renewals, and compliance reporting.
• Deliver insights and dashboards to senior leadership on broker compliance metrics.

You'll Succeed Here If You Have:

• 10-15+ years in insurance compliance, ideally within specialty or reinsurance.
• Expertise in U.S. and global insurance regulations, surplus lines, and broker oversight.
• A strong track record managing regulatory relationships and enterprise compliance programs.
• Leadership presence, analytical acumen, and excellent communication skills.
• Familiarity with Lloyd's, NAIC, OFAC, and global compliance frameworks.

The Impact You'll Make:
You'll be a critical driver of operational integrity and compliance excellence, ensuring broker partnerships meet the highest standards. This role directly supports sustainable growth and reinforces the organization's reputation as a trusted and ethical market player.