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Regulatory Compliance Director - Retail FS, London

  • Location:

    City of London

  • Sector:

    Risk & Compliance

  • Job type:

    Permanent

  • Salary:

    £120000 - £140000 per annum + plus package

  • Contact:

    Victoria Heathcote

  • Contact email:

    vh@oliverjames.com

  • Job ref:

    JOB-082023-221744_1744208493

  • Published:

    16 days ago

  • Expiry date:

    2025-05-09

  • Startdate:

    asap

Compliance and Conduct Risk Director

London

Retail Financial Services

I am looking for a established and experienced senior hire within the retail financial services advisory sector. You will have proven ability in the delivery and management of conduct risk projects across banking, consumer finance and wealth. You MUST also have a background in client facing sector. I am looking for a solid and capable individual who is good with clients.

Compliance and Conduct Risk Director

London

Retail Financial Services

I am looking for a established and experienced senior hire within the retail financial services advisory sector. You will have proven ability in the delivery and management of conduct risk projects across banking, consumer finance and wealth. You MUST also have a background in client facing sector. I am looking for a solid and capable individual who is good with clients and able to manage a team. You do not necessarily need to be able to sell work but it would be a bonus.

Exposure to retail banking, consumer credit / finance, wealth and asset management would be a good sector focus.

My client is a established but growing firm which offers not just a great culture but also the opportunity to move to partnership in the medium term. The role will require you to be in London 4 days a week.

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We are Oliver James

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