I am currently recruiting for a Risk and Compliance manager for one of my large insurance brokers in London. The role will be fully remote!
The candidate requirements:
- Retail broking industry experience
- Good knowledge of FCA handbook and regulations
- Risk and Compliance experience (5 years+)
Compliance and Risk duties include:
- maintain effective 'horizon scanning'
- Supporting retail firms with ad-hoc compliance queries
- Reviewing and signing off financial promotions
- Assisting with management of risk registers & KRIs
- Supporting the Risk & Compliance team in preparing effective internal reporting
- Overseeing key contracts e.g., TOBAs and Delegated Authorities
- Undertaking compliance due diligence on acquisition target firms / books of business
The role can offer you:
- Progression and a strong career path
- Working for one of the top 10 broking firms in London
- Remote working
- Benefits as well as a competitive salary
Apply if this sounds like you or email josh.baxendale@oliverjames.com
