Job Opportunity: Head of Compliance – Financial Advisory Firm
Our client, a reputable entity in the Insurance sector, is seeking a skilled and experienced individual to lead their Compliance department, focusing particularly on compliance related Financial Advisory firms
The Head of Compliance will be responsible for:
- Leading the development and implementation of compliance policies and procedures across the organization.
- Ensuring that all business activities are conducted in accordance with regulatory requirements and internal guidelines.
- Managing and overseeing compliance projects
- Providing strategic guidance to senior management on compliance matters and risk management.
- Conducting regular compliance audits and reviews to ensure adherence to laws, regulations and policies.
- Training and mentoring compliance department staff, and providing guidance on complex compliance issues.
- Staying updated on new legislation and regulatory requirements that impact the business.
Key Skills:
- Extensive experience in compliance within the Insurance industry, with specific expertise in Personal Finance Advisors compliance.
- Strong leadership skills and the ability to manage and prioritize multiple compliance projects.
- Excellent knowledge of local and international regulatory requirements and standards.
- Proven track record of developing and implementing effective compliance policies and procedures.
- Exceptional analytical and problem-solving abilities.
- Effective communication and interpersonal skills, capable of working with cross-functional teams and senior management.
- Detail-oriented with an ability to oversee projects from origin through execution.
