Job Opportunity: Head of Compliance - Financial Advisory Firm

Our client, a reputable entity in the Insurance sector, is seeking a skilled and experienced individual to lead their Compliance department, focusing particularly on compliance related Financial Advisory firms

The Head of Compliance will be responsible for:

• Leading the development and implementation of compliance policies and procedures across the organization.
• Ensuring that all business activities are conducted in accordance with regulatory requirements and internal guidelines.
• Managing and overseeing compliance projects
• Providing strategic guidance to senior management on compliance matters and risk management.
• Conducting regular compliance audits and reviews to ensure adherence to laws, regulations and policies.
• Training and mentoring compliance department staff, and providing guidance on complex compliance issues.
• Staying updated on new legislation and regulatory requirements that impact the business.

Key Skills:

• Extensive experience in compliance within the Insurance industry, with specific expertise in Personal Finance Advisors compliance.
• Strong leadership skills and the ability to manage and prioritize multiple compliance projects.
• Excellent knowledge of local and international regulatory requirements and standards.
• Proven track record of developing and implementing effective compliance policies and procedures.
• Exceptional analytical and problem-solving abilities.
• Effective communication and interpersonal skills, capable of working with cross-functional teams and senior management.
• Detail-oriented with an ability to oversee projects from origin through execution.