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Trade Surveillance Analyst

  • Location:

    London

  • Sector:

    Risk & Compliance

  • Job type:

    Permanent

  • Salary:

    £60000 - £65000 per annum

  • Contact:

    Lisa Spink

  • Contact email:

    lisa.spink@oliverjames.com

  • Job ref:

    JOB-102021-152194_1633503358

  • Published:

    17 days ago

  • Expiry date:

    2021-11-05

  • Startdate:

    ASAP

London- flexible working - Trade Surveillance Analyst - Investment Company £65K

Oliver James have partnered with a Global Investment bank in Central London who are looking to recruit a Trade Surveillance Analyst to join their established Compliance team. The investment firm is licenced and regulated by the FCA in the UK. The firm offers a flexible working policy with 3 days in the office and 2 days working from home. In terms of culture our client has a family feel about it and you will be joining an established team of 5 compliance professionals.

Your duties of a Trade Surveillance Analyst will be:

  • Conduct Trade surveillance for trading activity across the business areas to identify potential instances of market abuse.
  • Work with the business to document and escalate potential market abuse to the SMF16/17 an submit Suspicious Transaction and Order Reports (STOR/SAR) to the appropriate regulator
  • Identify opportunities to enhance the surveillance platform and implement changes as and when required.
  • Assist with developing Management Information with the Head of Compliance that provides insight to the efficiency of the market surveillance operation including drafting commentary for reporting to key stakeholders
  • Develop frameworks to reduce the risk of market abuse
  • Assist in developing, implementing, maintaining and enhancing current policies, procedures, and controls

If you have a strong background in Trade Surveillance and would like to join a friendly team please apply for immediate consideration.