About the Opportunity
Oliver James is partnered with a leading financial institution seeking an Audit Manager, Issue Validation to join a growing Internal Audit team. This role will focus primarily on leading regulatory issue validation activities focused on insider risk and internal fraud while partnering closely with senior stakeholders across the business.
This is an excellent opportunity for an experienced audit professional looking to specialize in a highly visible risk area, with exposure to regulatory remediation, internal controls, and enterprise risk management within a collaborative audit environment.
Key Responsibilities
- Execute issue validation and audit engagements focused on Insider Risk and Internal Fraud.
- Perform walkthroughs, control testing, and validation of remediation activities.
- Evaluate the effectiveness of internal controls and identify opportunities for improvement.
- Prepare audit documentation, findings, and reports in accordance with audit standards.
- Partner with business stakeholders throughout the audit and issue validation process.
- Monitor regulatory findings and ensure remediation efforts are appropriately validated.
- Contribute to audit planning and continuous improvement initiatives.
Qualifications
- Bachelor’s degree required.
- 5+ years of Internal Audit, Risk, or related experience.
- Experience performing issue validation, remediation testing, or internal audit within the banking industry.
- Knowledge of Insider Risk and Internal Fraud frameworks is highly preferred.
- Strong analytical, communication, and stakeholder management skills.
- Professional certifications such as CIA, CFE, ACAMS, or similar are preferred.
Please note: This is a Hybrid working model, requiring candidates to be onsite 4 days a week.
