An established, technology-driven specialty insurance business is seeking a Compliance Specialist to take ownership of its nationwide rate and form filing operations.

This is an opportunity to join a growing organization expanding its commercial insurance product portfolio and carrier partnerships. The successful individual will play a critical role in bringing new insurance products to market, overseeing regulatory filings across all 50 states and working closely with underwriting, actuarial, legal and technology teams.

This is a hands-on position suited to an experienced insurance regulatory professional who can independently manage the full filing lifecycle, from preparing submission packages through responding to state objections and securing approvals.

Key Responsibilities

• Own and manage nationwide rate, rule and form filings across multiple commercial P&C lines, including casualty, workers’ compensation and inland marine.

• Prepare, assemble and submit comprehensive filing packages through SERFF, including rate pages, rule pages, form schedules, actuarial supporting documentation and explanatory memoranda.

• Manage the full regulatory filing lifecycle, serving as the primary point of contact for state Departments of Insurance and responding to objections, information requests and regulatory inquiries.

• Track filing approvals and ensure all submissions progress through to completion within required timelines.

• Draft, review and revise insurance policy forms and endorsements in collaboration with underwriting and product development teams.

• Maintain accurate libraries of approved rates, rules and forms, ensuring consistency between regulatory approvals and issued policies.

• Oversee implementation of approved forms within underwriting and policy administration systems, including testing form attachment, configuration and accuracy.

• Partner with engineering, underwriting and operations teams to improve filing workflows, develop internal tools and resolve policy issuance issues.

• Serve as a subject matter expert on state insurance regulations, providing guidance to internal stakeholders on product compliance and regulatory requirements.

Experience & Qualifications

• 7+ years of experience in insurance regulatory compliance, product compliance or regulatory affairs within the Property & Casualty insurance industry.

• Strong hands-on experience managing multi-state rate, rule and form filings through SERFF.

• Demonstrated experience preparing complete filing packages and supporting documentation.

• Direct experience communicating with state insurance regulators, managing objections and taking filings through to approval.

• Experience drafting, reviewing and revising commercial insurance policy forms and endorsements.

• Background across commercial casualty, workers’ compensation, inland marine or builders risk is highly desirable.

• Working knowledge of admitted and non-admitted insurance markets and state-specific regulatory requirements.

• Strong organizational skills with the ability to manage multiple concurrent filings across jurisdictions.

• Comfortable working cross-functionally with underwriting, actuarial, legal, operations and technology teams.